1<html>
2<head>
3<title>PLY (Python Lex-Yacc)</title>
4</head>
5<body bgcolor="#ffffff">
6
7<h1>PLY (Python Lex-Yacc)</h1>
8 
9<b>
10David M. Beazley <br>
11dave@dabeaz.com<br>
12</b>
13
14<p>
15<b>PLY Version: 3.0</b>
16<p>
17
18<!-- INDEX -->
19<div class="sectiontoc">
20<ul>
21<li><a href="#ply_nn1">Preface and Requirements</a>
22<li><a href="#ply_nn1">Introduction</a>
23<li><a href="#ply_nn2">PLY Overview</a>
24<li><a href="#ply_nn3">Lex</a>
25<ul>
26<li><a href="#ply_nn4">Lex Example</a>
27<li><a href="#ply_nn5">The tokens list</a>
28<li><a href="#ply_nn6">Specification of tokens</a>
29<li><a href="#ply_nn7">Token values</a>
30<li><a href="#ply_nn8">Discarded tokens</a>
31<li><a href="#ply_nn9">Line numbers and positional information</a>
32<li><a href="#ply_nn10">Ignored characters</a>
33<li><a href="#ply_nn11">Literal characters</a>
34<li><a href="#ply_nn12">Error handling</a>
35<li><a href="#ply_nn13">Building and using the lexer</a>
36<li><a href="#ply_nn14">The @TOKEN decorator</a>
37<li><a href="#ply_nn15">Optimized mode</a>
38<li><a href="#ply_nn16">Debugging</a>
39<li><a href="#ply_nn17">Alternative specification of lexers</a>
40<li><a href="#ply_nn18">Maintaining state</a>
41<li><a href="#ply_nn19">Lexer cloning</a>
42<li><a href="#ply_nn20">Internal lexer state</a>
43<li><a href="#ply_nn21">Conditional lexing and start conditions</a>
44<li><a href="#ply_nn21">Miscellaneous Issues</a>
45</ul>
46<li><a href="#ply_nn22">Parsing basics</a>
47<li><a href="#ply_nn23">Yacc</a>
48<ul>
49<li><a href="#ply_nn24">An example</a>
50<li><a href="#ply_nn25">Combining Grammar Rule Functions</a>
51<li><a href="#ply_nn26">Character Literals</a>
52<li><a href="#ply_nn26">Empty Productions</a>
53<li><a href="#ply_nn28">Changing the starting symbol</a>
54<li><a href="#ply_nn27">Dealing With Ambiguous Grammars</a>
55<li><a href="#ply_nn28">The parser.out file</a>
56<li><a href="#ply_nn29">Syntax Error Handling</a>
57<ul>
58<li><a href="#ply_nn30">Recovery and resynchronization with error rules</a>
59<li><a href="#ply_nn31">Panic mode recovery</a>
60<li><a href="#ply_nn35">Signaling an error from a production</a>
61<li><a href="#ply_nn32">General comments on error handling</a>
62</ul>
63<li><a href="#ply_nn33">Line Number and Position Tracking</a>
64<li><a href="#ply_nn34">AST Construction</a>
65<li><a href="#ply_nn35">Embedded Actions</a>
66<li><a href="#ply_nn36">Miscellaneous Yacc Notes</a>
67</ul>
68<li><a href="#ply_nn37">Multiple Parsers and Lexers</a>
69<li><a href="#ply_nn38">Using Python's Optimized Mode</a>
70<li><a href="#ply_nn44">Advanced Debugging</a>
71<ul>
72<li><a href="#ply_nn45">Debugging the lex() and yacc() commands</a>
73<li><a href="#ply_nn46">Run-time Debugging</a>
74</ul>
75<li><a href="#ply_nn39">Where to go from here?</a>
76</ul>
77</div>
78<!-- INDEX -->
79
80
81
82<H2><a name="ply_nn1"></a>1. Preface and Requirements</H2>
83
84
85<p>
86This document provides an overview of lexing and parsing with PLY.
87Given the intrinsic complexity of parsing, I would strongly advise 
88that you read (or at least skim) this entire document before jumping
89into a big development project with PLY.  
90</p>
91
92<p>
93PLY-3.0 is compatible with both Python 2 and Python 3.  Be aware that
94Python 3 support is new and has not been extensively tested (although
95all of the examples and unit tests pass under Python 3.0).   If you are
96using Python 2, you should try to use Python 2.4 or newer.  Although PLY
97works with versions as far back as Python 2.2, some of its optional features
98require more modern library modules.
99</p>
100
101<H2><a name="ply_nn1"></a>2. Introduction</H2>
102
103
104PLY is a pure-Python implementation of the popular compiler
105construction tools lex and yacc. The main goal of PLY is to stay
106fairly faithful to the way in which traditional lex/yacc tools work.
107This includes supporting LALR(1) parsing as well as providing
108extensive input validation, error reporting, and diagnostics.  Thus,
109if you've used yacc in another programming language, it should be
110relatively straightforward to use PLY.  
111
112<p>
113Early versions of PLY were developed to support an Introduction to
114Compilers Course I taught in 2001 at the University of Chicago.  In this course,
115students built a fully functional compiler for a simple Pascal-like
116language.  Their compiler, implemented entirely in Python, had to
117include lexical analysis, parsing, type checking, type inference,
118nested scoping, and code generation for the SPARC processor.
119Approximately 30 different compiler implementations were completed in
120this course.  Most of PLY's interface and operation has been influenced by common
121usability problems encountered by students.   Since 2001, PLY has
122continued to be improved as feedback has been received from users.
123PLY-3.0 represents a major refactoring of the original implementation
124with an eye towards future enhancements.
125
126<p>
127Since PLY was primarily developed as an instructional tool, you will
128find it to be fairly picky about token and grammar rule
129specification. In part, this
130added formality is meant to catch common programming mistakes made by
131novice users.  However, advanced users will also find such features to
132be useful when building complicated grammars for real programming
133languages.  It should also be noted that PLY does not provide much in
134the way of bells and whistles (e.g., automatic construction of
135abstract syntax trees, tree traversal, etc.). Nor would I consider it
136to be a parsing framework.  Instead, you will find a bare-bones, yet
137fully capable lex/yacc implementation written entirely in Python.
138
139<p>
140The rest of this document assumes that you are somewhat familar with
141parsing theory, syntax directed translation, and the use of compiler
142construction tools such as lex and yacc in other programming
143languages. If you are unfamilar with these topics, you will probably
144want to consult an introductory text such as "Compilers: Principles,
145Techniques, and Tools", by Aho, Sethi, and Ullman.  O'Reilly's "Lex
146and Yacc" by John Levine may also be handy.  In fact, the O'Reilly book can be
147used as a reference for PLY as the concepts are virtually identical.
148
149<H2><a name="ply_nn2"></a>3. PLY Overview</H2>
150
151
152PLY consists of two separate modules; <tt>lex.py</tt> and
153<tt>yacc.py</tt>, both of which are found in a Python package
154called <tt>ply</tt>. The <tt>lex.py</tt> module is used to break input text into a
155collection of tokens specified by a collection of regular expression
156rules.  <tt>yacc.py</tt> is used to recognize language syntax that has
157been specified in the form of a context free grammar. <tt>yacc.py</tt> uses LR parsing and generates its parsing tables
158using either the LALR(1) (the default) or SLR table generation algorithms.
159
160<p>
161The two tools are meant to work together.  Specifically,
162<tt>lex.py</tt> provides an external interface in the form of a
163<tt>token()</tt> function that returns the next valid token on the
164input stream.  <tt>yacc.py</tt> calls this repeatedly to retrieve
165tokens and invoke grammar rules.  The output of <tt>yacc.py</tt> is
166often an Abstract Syntax Tree (AST).  However, this is entirely up to
167the user.  If desired, <tt>yacc.py</tt> can also be used to implement
168simple one-pass compilers.  
169
170<p>
171Like its Unix counterpart, <tt>yacc.py</tt> provides most of the
172features you expect including extensive error checking, grammar
173validation, support for empty productions, error tokens, and ambiguity
174resolution via precedence rules.  In fact, everything that is possible in traditional yacc 
175should be supported in PLY.
176
177<p>
178The primary difference between
179<tt>yacc.py</tt> and Unix <tt>yacc</tt> is that <tt>yacc.py</tt> 
180doesn't involve a separate code-generation process. 
181Instead, PLY relies on reflection (introspection)
182to build its lexers and parsers.  Unlike traditional lex/yacc which
183require a special input file that is converted into a separate source
184file, the specifications given to PLY <em>are</em> valid Python
185programs.  This means that there are no extra source files nor is
186there a special compiler construction step (e.g., running yacc to
187generate Python code for the compiler).  Since the generation of the
188parsing tables is relatively expensive, PLY caches the results and
189saves them to a file.  If no changes are detected in the input source,
190the tables are read from the cache. Otherwise, they are regenerated.
191
192<H2><a name="ply_nn3"></a>4. Lex</H2>
193
194
195<tt>lex.py</tt> is used to tokenize an input string.  For example, suppose
196you're writing a programming language and a user supplied the following input string:
197
198<blockquote>
199<pre>
200x = 3 + 42 * (s - t)
201</pre>
202</blockquote>
203
204A tokenizer splits the string into individual tokens
205
206<blockquote>
207<pre>
208'x','=', '3', '+', '42', '*', '(', 's', '-', 't', ')'
209</pre>
210</blockquote>
211
212Tokens are usually given names to indicate what they are. For example:
213
214<blockquote>
215<pre>
216'ID','EQUALS','NUMBER','PLUS','NUMBER','TIMES',
217'LPAREN','ID','MINUS','ID','RPAREN'
218</pre>
219</blockquote>
220
221More specifically, the input is broken into pairs of token types and values.  For example:
222
223<blockquote>
224<pre>
225('ID','x'), ('EQUALS','='), ('NUMBER','3'), 
226('PLUS','+'), ('NUMBER','42), ('TIMES','*'),
227('LPAREN','('), ('ID','s'), ('MINUS','-'),
228('ID','t'), ('RPAREN',')'
229</pre>
230</blockquote>
231
232The identification of tokens is typically done by writing a series of regular expression
233rules.  The next section shows how this is done using <tt>lex.py</tt>.
234
235<H3><a name="ply_nn4"></a>4.1 Lex Example</H3>
236
237
238The following example shows how <tt>lex.py</tt> is used to write a simple tokenizer.
239
240<blockquote>
241<pre>
242# ------------------------------------------------------------
243# calclex.py
244#
245# tokenizer for a simple expression evaluator for
246# numbers and +,-,*,/
247# ------------------------------------------------------------
248import ply.lex as lex
249
250# List of token names.   This is always required
251tokens = (
252   'NUMBER',
253   'PLUS',
254   'MINUS',
255   'TIMES',
256   'DIVIDE',
257   'LPAREN',
258   'RPAREN',
259)
260
261# Regular expression rules for simple tokens
262t_PLUS    = r'\+'
263t_MINUS   = r'-'
264t_TIMES   = r'\*'
265t_DIVIDE  = r'/'
266t_LPAREN  = r'\('
267t_RPAREN  = r'\)'
268
269# A regular expression rule with some action code
270def t_NUMBER(t):
271    r'\d+'
272    t.value = int(t.value)    
273    return t
274
275# Define a rule so we can track line numbers
276def t_newline(t):
277    r'\n+'
278    t.lexer.lineno += len(t.value)
279
280# A string containing ignored characters (spaces and tabs)
281t_ignore  = ' \t'
282
283# Error handling rule
284def t_error(t):
285    print "Illegal character '%s'" % t.value[0]
286    t.lexer.skip(1)
287
288# Build the lexer
289lexer = lex.lex()
290
291</pre>
292</blockquote>
293To use the lexer, you first need to feed it some input text using
294its <tt>input()</tt> method.  After that, repeated calls
295to <tt>token()</tt> produce tokens.  The following code shows how this
296works:
297
298<blockquote>
299<pre>
300
301# Test it out
302data = '''
3033 + 4 * 10
304  + -20 *2
305'''
306
307# Give the lexer some input
308lexer.input(data)
309
310# Tokenize
311while True:
312    tok = lexer.token()
313    if not tok: break      # No more input
314    print tok
315</pre>
316</blockquote>
317
318When executed, the example will produce the following output:
319
320<blockquote>
321<pre>
322$ python example.py
323LexToken(NUMBER,3,2,1)
324LexToken(PLUS,'+',2,3)
325LexToken(NUMBER,4,2,5)
326LexToken(TIMES,'*',2,7)
327LexToken(NUMBER,10,2,10)
328LexToken(PLUS,'+',3,14)
329LexToken(MINUS,'-',3,16)
330LexToken(NUMBER,20,3,18)
331LexToken(TIMES,'*',3,20)
332LexToken(NUMBER,2,3,21)
333</pre>
334</blockquote>
335
336Lexers also support the iteration protocol.    So, you can write the above loop as follows:
337
338<blockquote>
339<pre>
340for tok in lexer:
341    print tok
342</pre>
343</blockquote>
344
345The tokens returned by <tt>lexer.token()</tt> are instances
346of <tt>LexToken</tt>.  This object has
347attributes <tt>tok.type</tt>, <tt>tok.value</tt>,
348<tt>tok.lineno</tt>, and <tt>tok.lexpos</tt>.  The following code shows an example of
349accessing these attributes:
350
351<blockquote>
352<pre>
353# Tokenize
354while True:
355    tok = lexer.token()
356    if not tok: break      # No more input
357    print tok.type, tok.value, tok.line, tok.lexpos
358</pre>
359</blockquote>
360
361The <tt>tok.type</tt> and <tt>tok.value</tt> attributes contain the
362type and value of the token itself. 
363<tt>tok.line</tt> and <tt>tok.lexpos</tt> contain information about
364the location of the token.  <tt>tok.lexpos</tt> is the index of the
365token relative to the start of the input text.
366
367<H3><a name="ply_nn5"></a>4.2 The tokens list</H3>
368
369
370All lexers must provide a list <tt>tokens</tt> that defines all of the possible token
371names that can be produced by the lexer.  This list is always required
372and is used to perform a variety of validation checks.  The tokens list is also used by the
373<tt>yacc.py</tt> module to identify terminals.
374
375<p>
376In the example, the following code specified the token names:
377
378<blockquote>
379<pre>
380tokens = (
381   'NUMBER',
382   'PLUS',
383   'MINUS',
384   'TIMES',
385   'DIVIDE',
386   'LPAREN',
387   'RPAREN',
388)
389</pre>
390</blockquote>
391
392<H3><a name="ply_nn6"></a>4.3 Specification of tokens</H3>
393
394
395Each token is specified by writing a regular expression rule.  Each of these rules are
396are defined by  making declarations with a special prefix <tt>t_</tt> to indicate that it
397defines a token.  For simple tokens, the regular expression can
398be specified as strings such as this (note: Python raw strings are used since they are the
399most convenient way to write regular expression strings):
400
401<blockquote>
402<pre>
403t_PLUS = r'\+'
404</pre>
405</blockquote>
406
407In this case, the name following the <tt>t_</tt> must exactly match one of the
408names supplied in <tt>tokens</tt>.   If some kind of action needs to be performed,
409a token rule can be specified as a function.  For example, this rule matches numbers and
410converts the string into a Python integer.
411
412<blockquote>
413<pre>
414def t_NUMBER(t):
415    r'\d+'
416    t.value = int(t.value)
417    return t
418</pre>
419</blockquote>
420
421When a function is used, the regular expression rule is specified in the function documentation string. 
422The function always takes a single argument which is an instance of 
423<tt>LexToken</tt>.   This object has attributes of <tt>t.type</tt> which is the token type (as a string),
424<tt>t.value</tt> which is the lexeme (the actual text matched), <tt>t.lineno</tt> which is the current line number, and <tt>t.lexpos</tt> which
425is the position of the token relative to the beginning of the input text.
426By default, <tt>t.type</tt> is set to the name following the <tt>t_</tt> prefix.  The action
427function can modify the contents of the <tt>LexToken</tt> object as appropriate.  However, 
428when it is done, the resulting token should be returned.  If no value is returned by the action
429function, the token is simply discarded and the next token read.
430
431<p>
432Internally, <tt>lex.py</tt> uses the <tt>re</tt> module to do its patten matching.  When building the master regular expression,
433rules are added in the following order:
434<p>
435<ol>
436<li>All tokens defined by functions are added in the same order as they appear in the lexer file.
437<li>Tokens defined by strings are added next by sorting them in order of decreasing regular expression length (longer expressions
438are added first).
439</ol>
440<p>
441Without this ordering, it can be difficult to correctly match certain types of tokens.  For example, if you 
442wanted to have separate tokens for "=" and "==", you need to make sure that "==" is checked first.  By sorting regular
443expressions in order of decreasing length, this problem is solved for rules defined as strings.  For functions,
444the order can be explicitly controlled since rules appearing first are checked first.
445
446<p>
447To handle reserved words, you should write a single rule to match an
448identifier and do a special name lookup in a function like this:
449
450<blockquote>
451<pre>
452reserved = {
453   'if' : 'IF',
454   'then' : 'THEN',
455   'else' : 'ELSE',
456   'while' : 'WHILE',
457   ...
458}
459
460tokens = ['LPAREN','RPAREN',...,'ID'] + list(reserved.values())
461
462def t_ID(t):
463    r'[a-zA-Z_][a-zA-Z_0-9]*'
464    t.type = reserved.get(t.value,'ID')    # Check for reserved words
465    return t
466</pre>
467</blockquote>
468
469This approach greatly reduces the number of regular expression rules and is likely to make things a little faster.
470
471<p>
472<b>Note:</b> You should avoid writing individual rules for reserved words.  For example, if you write rules like this,
473
474<blockquote>
475<pre>
476t_FOR   = r'for'
477t_PRINT = r'print'
478</pre>
479</blockquote>
480
481those rules will be triggered for identifiers that include those words as a prefix such as "forget" or "printed".  This is probably not
482what you want.
483
484<H3><a name="ply_nn7"></a>4.4 Token values</H3>
485
486
487When tokens are returned by lex, they have a value that is stored in the <tt>value</tt> attribute.    Normally, the value is the text
488that was matched.   However, the value can be assigned to any Python object.   For instance, when lexing identifiers, you may
489want to return both the identifier name and information from some sort of symbol table.  To do this, you might write a rule like this:
490
491<blockquote>
492<pre>
493def t_ID(t):
494    ...
495    # Look up symbol table information and return a tuple
496    t.value = (t.value, symbol_lookup(t.value))
497    ...
498    return t
499</pre>
500</blockquote>
501
502It is important to note that storing data in other attribute names is <em>not</em> recommended.  The <tt>yacc.py</tt> module only exposes the
503contents of the <tt>value</tt> attribute.  Thus, accessing other attributes may  be unnecessarily awkward.   If you
504need to store multiple values on a token, assign a tuple, dictionary, or instance to <tt>value</tt>.
505
506<H3><a name="ply_nn8"></a>4.5 Discarded tokens</H3>
507
508
509To discard a token, such as a comment, simply define a token rule that returns no value.  For example:
510
511<blockquote>
512<pre>
513def t_COMMENT(t):
514    r'\#.*'
515    pass
516    # No return value. Token discarded
517</pre>
518</blockquote>
519
520Alternatively, you can include the prefix "ignore_" in the token declaration to force a token to be ignored.  For example:
521
522<blockquote>
523<pre>
524t_ignore_COMMENT = r'\#.*'
525</pre>
526</blockquote>
527
528Be advised that if you are ignoring many different kinds of text, you may still want to use functions since these provide more precise
529control over the order in which regular expressions are matched (i.e., functions are matched in order of specification whereas strings are
530sorted by regular expression length).
531
532<H3><a name="ply_nn9"></a>4.6 Line numbers and positional information</H3>
533
534
535<p>By default, <tt>lex.py</tt> knows nothing about line numbers.  This is because <tt>lex.py</tt> doesn't know anything
536about what constitutes a "line" of input (e.g., the newline character or even if the input is textual data).
537To update this information, you need to write a special rule.  In the example, the <tt>t_newline()</tt> rule shows how to do this.
538
539<blockquote>
540<pre>
541# Define a rule so we can track line numbers
542def t_newline(t):
543    r'\n+'
544    t.lexer.lineno += len(t.value)
545</pre>
546</blockquote>
547Within the rule, the <tt>lineno</tt> attribute of the underlying lexer <tt>t.lexer</tt> is updated.
548After the line number is updated, the token is simply discarded since nothing is returned.
549
550<p>
551<tt>lex.py</tt> does not perform and kind of automatic column tracking.  However, it does record positional
552information related to each token in the <tt>lexpos</tt> attribute.   Using this, it is usually possible to compute 
553column information as a separate step.   For instance, just count backwards until you reach a newline.
554
555<blockquote>
556<pre>
557# Compute column. 
558#     input is the input text string
559#     token is a token instance
560def find_column(input,token):
561    last_cr = input.rfind('\n',0,token.lexpos)
562    if last_cr < 0:
563	last_cr = 0
564    column = (token.lexpos - last_cr) + 1
565    return column
566</pre>
567</blockquote>
568
569Since column information is often only useful in the context of error handling, calculating the column
570position can be performed when needed as opposed to doing it for each token.
571
572<H3><a name="ply_nn10"></a>4.7 Ignored characters</H3>
573
574
575<p>
576The special <tt>t_ignore</tt> rule is reserved by <tt>lex.py</tt> for characters
577that should be completely ignored in the input stream. 
578Usually this is used to skip over whitespace and other non-essential characters. 
579Although it is possible to define a regular expression rule for whitespace in a manner
580similar to <tt>t_newline()</tt>, the use of <tt>t_ignore</tt> provides substantially better
581lexing performance because it is handled as a special case and is checked in a much
582more efficient manner than the normal regular expression rules.
583
584<H3><a name="ply_nn11"></a>4.8 Literal characters</H3>
585
586
587<p>
588Literal characters can be specified by defining a variable <tt>literals</tt> in your lexing module.  For example:
589
590<blockquote>
591<pre>
592literals = [ '+','-','*','/' ]
593</pre>
594</blockquote>
595
596or alternatively
597
598<blockquote>
599<pre>
600literals = "+-*/"
601</pre>
602</blockquote>
603
604A literal character is simply a single character that is returned "as is" when encountered by the lexer.  Literals are checked
605after all of the defined regular expression rules.  Thus, if a rule starts with one of the literal characters, it will always 
606take precedence.
607<p>
608When a literal token is returned, both its <tt>type</tt> and <tt>value</tt> attributes are set to the character itself. For example, <tt>'+'</tt>.
609
610<H3><a name="ply_nn12"></a>4.9 Error handling</H3>
611
612
613<p>
614Finally, the <tt>t_error()</tt>
615function is used to handle lexing errors that occur when illegal
616characters are detected.  In this case, the <tt>t.value</tt> attribute contains the
617rest of the input string that has not been tokenized.  In the example, the error function
618was defined as follows:
619
620<blockquote>
621<pre>
622# Error handling rule
623def t_error(t):
624    print "Illegal character '%s'" % t.value[0]
625    t.lexer.skip(1)
626</pre>
627</blockquote>
628
629In this case, we simply print the offending character and skip ahead one character by calling <tt>t.lexer.skip(1)</tt>.
630
631<H3><a name="ply_nn13"></a>4.10 Building and using the lexer</H3>
632
633
634<p>
635To build the lexer, the function <tt>lex.lex()</tt> is used.  This function
636uses Python reflection (or introspection) to read the the regular expression rules
637out of the calling context and build the lexer. Once the lexer has been built, two methods can
638be used to control the lexer.
639
640<ul>
641<li><tt>lexer.input(data)</tt>.   Reset the lexer and store a new input string.
642<li><tt>lexer.token()</tt>.  Return the next token.  Returns a special <tt>LexToken</tt> instance on success or
643None if the end of the input text has been reached.
644</ul>
645
646The preferred way to use PLY is to invoke the above methods directly on the lexer object returned by the
647<tt>lex()</tt> function.   The legacy interface to PLY involves module-level functions <tt>lex.input()</tt> and <tt>lex.token()</tt>.
648For example:
649
650<blockquote>
651<pre>
652lex.lex()
653lex.input(sometext)
654while 1:
655    tok = lex.token()
656    if not tok: break
657    print tok
658</pre>
659</blockquote>
660
661<p>
662In this example, the module-level functions <tt>lex.input()</tt> and <tt>lex.token()</tt> are bound to the <tt>input()</tt> 
663and <tt>token()</tt> methods of the last lexer created by the lex module.    This interface may go away at some point so
664it's probably best not to use it.
665
666<H3><a name="ply_nn14"></a>4.11 The @TOKEN decorator</H3>
667
668
669In some applications, you may want to define build tokens from as a series of
670more complex regular expression rules.  For example:
671
672<blockquote>
673<pre>
674digit            = r'([0-9])'
675nondigit         = r'([_A-Za-z])'
676identifier       = r'(' + nondigit + r'(' + digit + r'|' + nondigit + r')*)'        
677
678def t_ID(t):
679    # want docstring to be identifier above. ?????
680    ...
681</pre>
682</blockquote>
683
684In this case, we want the regular expression rule for <tt>ID</tt> to be one of the variables above. However, there is no
685way to directly specify this using a normal documentation string.   To solve this problem, you can use the <tt>@TOKEN</tt>
686decorator.  For example:
687
688<blockquote>
689<pre>
690from ply.lex import TOKEN
691
692@TOKEN(identifier)
693def t_ID(t):
694    ...
695</pre>
696</blockquote>
697
698This will attach <tt>identifier</tt> to the docstring for <tt>t_ID()</tt> allowing <tt>lex.py</tt> to work normally.  An alternative
699approach this problem is to set the docstring directly like this:
700
701<blockquote>
702<pre>
703def t_ID(t):
704    ...
705
706t_ID.__doc__ = identifier
707</pre>
708</blockquote>
709
710<b>NOTE:</b> Use of <tt>@TOKEN</tt> requires Python-2.4 or newer.  If you're concerned about backwards compatibility with older
711versions of Python, use the alternative approach of setting the docstring directly.
712
713<H3><a name="ply_nn15"></a>4.12 Optimized mode</H3>
714
715
716For improved performance, it may be desirable to use Python's
717optimized mode (e.g., running Python with the <tt>-O</tt>
718option). However, doing so causes Python to ignore documentation
719strings.  This presents special problems for <tt>lex.py</tt>.  To
720handle this case, you can create your lexer using
721the <tt>optimize</tt> option as follows:
722
723<blockquote>
724<pre>
725lexer = lex.lex(optimize=1)
726</pre>
727</blockquote>
728
729Next, run Python in its normal operating mode.  When you do
730this, <tt>lex.py</tt> will write a file called <tt>lextab.py</tt> to
731the current directory.  This file contains all of the regular
732expression rules and tables used during lexing.  On subsequent
733executions,
734<tt>lextab.py</tt> will simply be imported to build the lexer.  This
735approach substantially improves the startup time of the lexer and it
736works in Python's optimized mode.
737
738<p>
739To change the name of the lexer-generated file, use the <tt>lextab</tt> keyword argument.  For example:
740
741<blockquote>
742<pre>
743lexer = lex.lex(optimize=1,lextab="footab")
744</pre>
745</blockquote>
746
747When running in optimized mode, it is important to note that lex disables most error checking.  Thus, this is really only recommended
748if you're sure everything is working correctly and you're ready to start releasing production code.
749
750<H3><a name="ply_nn16"></a>4.13 Debugging</H3>
751
752
753For the purpose of debugging, you can run <tt>lex()</tt> in a debugging mode as follows:
754
755<blockquote>
756<pre>
757lexer = lex.lex(debug=1)
758</pre>
759</blockquote>
760
761<p>
762This will produce various sorts of debugging information including all of the added rules,
763the master regular expressions used by the lexer, and tokens generating during lexing.
764</p>
765
766<p>
767In addition, <tt>lex.py</tt> comes with a simple main function which
768will either tokenize input read from standard input or from a file specified
769on the command line. To use it, simply put this in your lexer:
770</p>
771
772<blockquote>
773<pre>
774if __name__ == '__main__':
775     lex.runmain()
776</pre>
777</blockquote>
778
779Please refer to the "Debugging" section near the end for some more advanced details 
780of debugging.
781
782<H3><a name="ply_nn17"></a>4.14 Alternative specification of lexers</H3>
783
784
785As shown in the example, lexers are specified all within one Python module.   If you want to
786put token rules in a different module from the one in which you invoke <tt>lex()</tt>, use the
787<tt>module</tt> keyword argument.
788
789<p>
790For example, you might have a dedicated module that just contains
791the token rules:
792
793<blockquote>
794<pre>
795# module: tokrules.py
796# This module just contains the lexing rules
797
798# List of token names.   This is always required
799tokens = (
800   'NUMBER',
801   'PLUS',
802   'MINUS',
803   'TIMES',
804   'DIVIDE',
805   'LPAREN',
806   'RPAREN',
807)
808
809# Regular expression rules for simple tokens
810t_PLUS    = r'\+'
811t_MINUS   = r'-'
812t_TIMES   = r'\*'
813t_DIVIDE  = r'/'
814t_LPAREN  = r'\('
815t_RPAREN  = r'\)'
816
817# A regular expression rule with some action code
818def t_NUMBER(t):
819    r'\d+'
820    t.value = int(t.value)    
821    return t
822
823# Define a rule so we can track line numbers
824def t_newline(t):
825    r'\n+'
826    t.lexer.lineno += len(t.value)
827
828# A string containing ignored characters (spaces and tabs)
829t_ignore  = ' \t'
830
831# Error handling rule
832def t_error(t):
833    print "Illegal character '%s'" % t.value[0]
834    t.lexer.skip(1)
835</pre>
836</blockquote>
837
838Now, if you wanted to build a tokenizer from these rules from within a different module, you would do the following (shown for Python interactive mode):
839
840<blockquote>
841<pre>
842>>> import tokrules
843>>> <b>lexer = lex.lex(module=tokrules)</b>
844>>> lexer.input("3 + 4")
845>>> lexer.token()
846LexToken(NUMBER,3,1,1,0)
847>>> lexer.token()
848LexToken(PLUS,'+',1,2)
849>>> lexer.token()
850LexToken(NUMBER,4,1,4)
851>>> lexer.token()
852None
853>>>
854</pre>
855</blockquote>
856
857The <tt>module</tt> option can also be used to define lexers from instances of a class.  For example:
858
859<blockquote>
860<pre>
861import ply.lex as lex
862
863class MyLexer:
864    # List of token names.   This is always required
865    tokens = (
866       'NUMBER',
867       'PLUS',
868       'MINUS',
869       'TIMES',
870       'DIVIDE',
871       'LPAREN',
872       'RPAREN',
873    )
874
875    # Regular expression rules for simple tokens
876    t_PLUS    = r'\+'
877    t_MINUS   = r'-'
878    t_TIMES   = r'\*'
879    t_DIVIDE  = r'/'
880    t_LPAREN  = r'\('
881    t_RPAREN  = r'\)'
882
883    # A regular expression rule with some action code
884    # Note addition of self parameter since we're in a class
885    def t_NUMBER(self,t):
886        r'\d+'
887        t.value = int(t.value)    
888        return t
889
890    # Define a rule so we can track line numbers
891    def t_newline(self,t):
892        r'\n+'
893        t.lexer.lineno += len(t.value)
894
895    # A string containing ignored characters (spaces and tabs)
896    t_ignore  = ' \t'
897
898    # Error handling rule
899    def t_error(self,t):
900        print "Illegal character '%s'" % t.value[0]
901        t.lexer.skip(1)
902
903    <b># Build the lexer
904    def build(self,**kwargs):
905        self.lexer = lex.lex(module=self, **kwargs)</b>
906    
907    # Test it output
908    def test(self,data):
909        self.lexer.input(data)
910        while True:
911             tok = lexer.token()
912             if not tok: break
913             print tok
914
915# Build the lexer and try it out
916m = MyLexer()
917m.build()           # Build the lexer
918m.test("3 + 4")     # Test it
919</pre>
920</blockquote>
921
922
923When building a lexer from class, <em>you should construct the lexer from
924an instance of the class</em>, not the class object itself.  This is because
925PLY only works properly if the lexer actions are defined by bound-methods.
926
927<p>
928When using the <tt>module</tt> option to <tt>lex()</tt>, PLY collects symbols
929from the underlying object using the <tt>dir()</tt> function. There is no
930direct access to the <tt>__dict__</tt> attribute of the object supplied as a 
931module value.
932
933<P>
934Finally, if you want to keep things nicely encapsulated, but don't want to use a 
935full-fledged class definition, lexers can be defined using closures.  For example:
936
937<blockquote>
938<pre>
939import ply.lex as lex
940
941# List of token names.   This is always required
942tokens = (
943  'NUMBER',
944  'PLUS',
945  'MINUS',
946  'TIMES',
947  'DIVIDE',
948  'LPAREN',
949  'RPAREN',
950)
951
952def MyLexer():
953    # Regular expression rules for simple tokens
954    t_PLUS    = r'\+'
955    t_MINUS   = r'-'
956    t_TIMES   = r'\*'
957    t_DIVIDE  = r'/'
958    t_LPAREN  = r'\('
959    t_RPAREN  = r'\)'
960
961    # A regular expression rule with some action code
962    def t_NUMBER(t):
963        r'\d+'
964        t.value = int(t.value)    
965        return t
966
967    # Define a rule so we can track line numbers
968    def t_newline(t):
969        r'\n+'
970        t.lexer.lineno += len(t.value)
971
972    # A string containing ignored characters (spaces and tabs)
973    t_ignore  = ' \t'
974
975    # Error handling rule
976    def t_error(t):
977        print "Illegal character '%s'" % t.value[0]
978        t.lexer.skip(1)
979
980    # Build the lexer from my environment and return it    
981    return lex.lex()
982</pre>
983</blockquote>
984
985
986<H3><a name="ply_nn18"></a>4.15 Maintaining state</H3>
987
988
989In your lexer, you may want to maintain a variety of state
990information.  This might include mode settings, symbol tables, and
991other details.  As an example, suppose that you wanted to keep
992track of how many NUMBER tokens had been encountered.  
993
994<p>
995One way to do this is to keep a set of global variables in the module
996where you created the lexer.  For example: 
997
998<blockquote>
999<pre>
1000num_count = 0
1001def t_NUMBER(t):
1002    r'\d+'
1003    global num_count
1004    num_count += 1
1005    t.value = int(t.value)    
1006    return t
1007</pre>
1008</blockquote>
1009
1010If you don't like the use of a global variable, another place to store
1011information is inside the Lexer object created by <tt>lex()</tt>.
1012To this, you can use the <tt>lexer</tt> attribute of tokens passed to
1013the various rules. For example:
1014
1015<blockquote>
1016<pre>
1017def t_NUMBER(t):
1018    r'\d+'
1019    t.lexer.num_count += 1     # Note use of lexer attribute
1020    t.value = int(t.value)    
1021    return t
1022
1023lexer = lex.lex()
1024lexer.num_count = 0            # Set the initial count
1025</pre>
1026</blockquote>
1027
1028This latter approach has the advantage of being simple and working 
1029correctly in applications where multiple instantiations of a given
1030lexer exist in the same application.   However, this might also feel
1031like a gross violation of encapsulation to OO purists. 
1032Just to put your mind at some ease, all
1033internal attributes of the lexer (with the exception of <tt>lineno</tt>) have names that are prefixed
1034by <tt>lex</tt> (e.g., <tt>lexdata</tt>,<tt>lexpos</tt>, etc.).  Thus,
1035it is perfectly safe to store attributes in the lexer that
1036don't have names starting with that prefix or a name that conlicts with one of the
1037predefined methods (e.g., <tt>input()</tt>, <tt>token()</tt>, etc.).
1038
1039<p>
1040If you don't like assigning values on the lexer object, you can define your lexer as a class as
1041shown in the previous section:
1042
1043<blockquote>
1044<pre>
1045class MyLexer:
1046    ...
1047    def t_NUMBER(self,t):
1048        r'\d+'
1049        self.num_count += 1
1050        t.value = int(t.value)    
1051        return t
1052
1053    def build(self, **kwargs):
1054        self.lexer = lex.lex(object=self,**kwargs)
1055
1056    def __init__(self):
1057        self.num_count = 0
1058</pre>
1059</blockquote>
1060
1061The class approach may be the easiest to manage if your application is
1062going to be creating multiple instances of the same lexer and you need
1063to manage a lot of state.
1064
1065<p>
1066State can also be managed through closures.   For example, in Python 3:
1067
1068<blockquote>
1069<pre>
1070def MyLexer():
1071    num_count = 0
1072    ...
1073    def t_NUMBER(t):
1074        r'\d+'
1075        nonlocal num_count
1076        num_count += 1
1077        t.value = int(t.value)    
1078        return t
1079    ...
1080</pre>
1081</blockquote>
1082
1083<H3><a name="ply_nn19"></a>4.16 Lexer cloning</H3>
1084
1085
1086<p>
1087If necessary, a lexer object can be duplicated by invoking its <tt>clone()</tt> method.  For example:
1088
1089<blockquote>
1090<pre>
1091lexer = lex.lex()
1092...
1093newlexer = lexer.clone()
1094</pre>
1095</blockquote>
1096
1097When a lexer is cloned, the copy is exactly identical to the original lexer
1098including any input text and internal state. However, the clone allows a
1099different set of input text to be supplied which may be processed separately.
1100This may be useful in situations when you are writing a parser/compiler that
1101involves recursive or reentrant processing.  For instance, if you
1102needed to scan ahead in the input for some reason, you could create a
1103clone and use it to look ahead.  Or, if you were implementing some kind of preprocessor,
1104cloned lexers could be used to handle different input files.
1105
1106<p>
1107Creating a clone is different than calling <tt>lex.lex()</tt> in that
1108PLY doesn't regenerate any of the internal tables or regular expressions.  So,
1109
1110<p>
1111Special considerations need to be made when cloning lexers that also
1112maintain their own internal state using classes or closures.  Namely,
1113you need to be aware that the newly created lexers will share all of
1114this state with the original lexer.  For example, if you defined a
1115lexer as a class and did this:
1116
1117<blockquote>
1118<pre>
1119m = MyLexer()
1120a = lex.lex(object=m)      # Create a lexer
1121
1122b = a.clone()              # Clone the lexer
1123</pre>
1124</blockquote>
1125
1126Then both <tt>a</tt> and <tt>b</tt> are going to be bound to the same
1127object <tt>m</tt> and any changes to <tt>m</tt> will be reflected in both lexers.  It's
1128important to emphasize that <tt>clone()</tt> is only meant to create a new lexer
1129that reuses the regular expressions and environment of another lexer.  If you
1130need to make a totally new copy of a lexer, then call <tt>lex()</tt> again.
1131
1132<H3><a name="ply_nn20"></a>4.17 Internal lexer state</H3>
1133
1134
1135A Lexer object <tt>lexer</tt> has a number of internal attributes that may be useful in certain
1136situations. 
1137
1138<p>
1139<tt>lexer.lexpos</tt>
1140<blockquote>
1141This attribute is an integer that contains the current position within the input text.  If you modify
1142the value, it will change the result of the next call to <tt>token()</tt>.  Within token rule functions, this points
1143to the first character <em>after</em> the matched text.  If the value is modified within a rule, the next returned token will be
1144matched at the new position.
1145</blockquote>
1146
1147<p>
1148<tt>lexer.lineno</tt>
1149<blockquote>
1150The current value of the line number attribute stored in the lexer.  PLY only specifies that the attribute
1151exists---it never sets, updates, or performs any processing with it.  If you want to track line numbers,
1152you will need to add code yourself (see the section on line numbers and positional information).
1153</blockquote>
1154
1155<p>
1156<tt>lexer.lexdata</tt>
1157<blockquote>
1158The current input text stored in the lexer.  This is the string passed with the <tt>input()</tt> method. It
1159would probably be a bad idea to modify this unless you really know what you're doing.
1160</blockquote>
1161
1162<P>
1163<tt>lexer.lexmatch</tt>
1164<blockquote>
1165This is the raw <tt>Match</tt> object returned by the Python <tt>re.match()</tt> function (used internally by PLY) for the
1166current token.  If you have written a regular expression that contains named groups, you can use this to retrieve those values.
1167Note: This attribute is only updated when tokens are defined and processed by functions.  
1168</blockquote>
1169
1170<H3><a name="ply_nn21"></a>4.18 Conditional lexing and start conditions</H3>
1171
1172
1173In advanced parsing applications, it may be useful to have different
1174lexing states. For instance, you may want the occurrence of a certain
1175token or syntactic construct to trigger a different kind of lexing.
1176PLY supports a feature that allows the underlying lexer to be put into
1177a series of different states.  Each state can have its own tokens,
1178lexing rules, and so forth.  The implementation is based largely on
1179the "start condition" feature of GNU flex.  Details of this can be found
1180at <a
1181href="http://www.gnu.org/software/flex/manual/html_chapter/flex_11.html">http://www.gnu.org/software/flex/manual/html_chapter/flex_11.html.</a>.
1182
1183<p>
1184To define a new lexing state, it must first be declared.  This is done by including a "states" declaration in your
1185lex file.  For example:
1186
1187<blockquote>
1188<pre>
1189states = (
1190   ('foo','exclusive'),
1191   ('bar','inclusive'),
1192)
1193</pre>
1194</blockquote>
1195
1196This declaration declares two states, <tt>'foo'</tt>
1197and <tt>'bar'</tt>.  States may be of two types; <tt>'exclusive'</tt>
1198and <tt>'inclusive'</tt>.  An exclusive state completely overrides the
1199default behavior of the lexer.  That is, lex will only return tokens
1200and apply rules defined specifically for that state.  An inclusive
1201state adds additional tokens and rules to the default set of rules.
1202Thus, lex will return both the tokens defined by default in addition
1203to those defined for the inclusive state.
1204
1205<p>
1206Once a state has been declared, tokens and rules are declared by including the
1207state name in token/rule declaration.  For example:
1208
1209<blockquote>
1210<pre>
1211t_foo_NUMBER = r'\d+'                      # Token 'NUMBER' in state 'foo'        
1212t_bar_ID     = r'[a-zA-Z_][a-zA-Z0-9_]*'   # Token 'ID' in state 'bar'
1213
1214def t_foo_newline(t):
1215    r'\n'
1216    t.lexer.lineno += 1
1217</pre>
1218</blockquote>
1219
1220A token can be declared in multiple states by including multiple state names in the declaration. For example:
1221
1222<blockquote>
1223<pre>
1224t_foo_bar_NUMBER = r'\d+'         # Defines token 'NUMBER' in both state 'foo' and 'bar'
1225</pre>
1226</blockquote>
1227
1228Alternative, a token can be declared in all states using the 'ANY' in the name.
1229
1230<blockquote>
1231<pre>
1232t_ANY_NUMBER = r'\d+'         # Defines a token 'NUMBER' in all states
1233</pre>
1234</blockquote>
1235
1236If no state name is supplied, as is normally the case, the token is associated with a special state <tt>'INITIAL'</tt>.  For example,
1237these two declarations are identical:
1238
1239<blockquote>
1240<pre>
1241t_NUMBER = r'\d+'
1242t_INITIAL_NUMBER = r'\d+'
1243</pre>
1244</blockquote>
1245
1246<p>
1247States are also associated with the special <tt>t_ignore</tt> and <tt>t_error()</tt> declarations.  For example, if a state treats
1248these differently, you can declare:
1249
1250<blockquote>
1251<pre>
1252t_foo_ignore = " \t\n"       # Ignored characters for state 'foo'
1253
1254def t_bar_error(t):          # Special error handler for state 'bar'
1255    pass 
1256</pre>
1257</blockquote>
1258
1259By default, lexing operates in the <tt>'INITIAL'</tt> state.  This state includes all of the normally defined tokens. 
1260For users who aren't using different states, this fact is completely transparent.   If, during lexing or parsing, you want to change
1261the lexing state, use the <tt>begin()</tt> method.   For example:
1262
1263<blockquote>
1264<pre>
1265def t_begin_foo(t):
1266    r'start_foo'
1267    t.lexer.begin('foo')             # Starts 'foo' state
1268</pre>
1269</blockquote>
1270
1271To get out of a state, you use <tt>begin()</tt> to switch back to the initial state.  For example:
1272
1273<blockquote>
1274<pre>
1275def t_foo_end(t):
1276    r'end_foo'
1277    t.lexer.begin('INITIAL')        # Back to the initial state
1278</pre>
1279</blockquote>
1280
1281The management of states can also be done with a stack.  For example:
1282
1283<blockquote>
1284<pre>
1285def t_begin_foo(t):
1286    r'start_foo'
1287    t.lexer.push_state('foo')             # Starts 'foo' state
1288
1289def t_foo_end(t):
1290    r'end_foo'
1291    t.lexer.pop_state()                   # Back to the previous state
1292</pre>
1293</blockquote>
1294
1295<p>
1296The use of a stack would be useful in situations where there are many ways of entering a new lexing state and you merely want to go back
1297to the previous state afterwards.
1298
1299<P>
1300An example might help clarify.  Suppose you were writing a parser and you wanted to grab sections of arbitrary C code enclosed by
1301curly braces.  That is, whenever you encounter a starting brace '{', you want to read all of the enclosed code up to the ending brace '}' 
1302and return it as a string.   Doing this with a normal regular expression rule is nearly (if not actually) impossible.  This is because braces can
1303be nested and can be included in comments and strings.  Thus, simply matching up to the first matching '}' character isn't good enough.  Here is how
1304you might use lexer states to do this:
1305
1306<blockquote>
1307<pre>
1308# Declare the state
1309states = (
1310  ('ccode','exclusive'),
1311)
1312
1313# Match the first {. Enter ccode state.
1314def t_ccode(t):
1315    r'\{'
1316    t.lexer.code_start = t.lexer.lexpos        # Record the starting position
1317    t.lexer.level = 1                          # Initial brace level
1318    t.lexer.begin('ccode')                     # Enter 'ccode' state
1319
1320# Rules for the ccode state
1321def t_ccode_lbrace(t):     
1322    r'\{'
1323    t.lexer.level +=1                
1324
1325def t_ccode_rbrace(t):
1326    r'\}'
1327    t.lexer.level -=1
1328
1329    # If closing brace, return the code fragment
1330    if t.lexer.level == 0:
1331         t.value = t.lexer.lexdata[t.lexer.code_start:t.lexer.lexpos+1]
1332         t.type = "CCODE"
1333         t.lexer.lineno += t.value.count('\n')
1334         t.lexer.begin('INITIAL')           
1335         return t
1336
1337# C or C++ comment (ignore)    
1338def t_ccode_comment(t):
1339    r'(/\*(.|\n)*?*/)|(//.*)'
1340    pass
1341
1342# C string
1343def t_ccode_string(t):
1344   r'\"([^\\\n]|(\\.))*?\"'
1345
1346# C character literal
1347def t_ccode_char(t):
1348   r'\'([^\\\n]|(\\.))*?\''
1349
1350# Any sequence of non-whitespace characters (not braces, strings)
1351def t_ccode_nonspace(t):
1352   r'[^\s\{\}\'\"]+'
1353
1354# Ignored characters (whitespace)
1355t_ccode_ignore = " \t\n"
1356
1357# For bad characters, we just skip over it
1358def t_ccode_error(t):
1359    t.lexer.skip(1)
1360</pre>
1361</blockquote>
1362
1363In this example, the occurrence of the first '{' causes the lexer to record the starting position and enter a new state <tt>'ccode'</tt>.  A collection of rules then match
1364various parts of the input that follow (comments, strings, etc.).  All of these rules merely discard the token (by not returning a value).
1365However, if the closing right brace is encountered, the rule <tt>t_ccode_rbrace</tt> collects all of the code (using the earlier recorded starting
1366position), stores it, and returns a token 'CCODE' containing all of that text.  When returning the token, the lexing state is restored back to its
1367initial state.
1368
1369<H3><a name="ply_nn21"></a>4.19 Miscellaneous Issues</H3>
1370
1371
1372<P>
1373<li>The lexer requires input to be supplied as a single input string.  Since most machines have more than enough memory, this 
1374rarely presents a performance concern.  However, it means that the lexer currently can't be used with streaming data
1375such as open files or sockets.  This limitation is primarily a side-effect of using the <tt>re</tt> module.
1376
1377<p>
1378<li>The lexer should work properly with both Unicode strings given as token and pattern matching rules as
1379well as for input text.
1380
1381<p>
1382<li>If you need to supply optional flags to the re.compile() function, use the reflags option to lex.  For example:
1383
1384<blockquote>
1385<pre>
1386lex.lex(reflags=re.UNICODE)
1387</pre>
1388</blockquote>
1389
1390<p>
1391<li>Since the lexer is written entirely in Python, its performance is
1392largely determined by that of the Python <tt>re</tt> module.  Although
1393the lexer has been written to be as efficient as possible, it's not
1394blazingly fast when used on very large input files.  If
1395performance is concern, you might consider upgrading to the most
1396recent version of Python, creating a hand-written lexer, or offloading
1397the lexer into a C extension module.  
1398
1399<p>
1400If you are going to create a hand-written lexer and you plan to use it with <tt>yacc.py</tt>, 
1401it only needs to conform to the following requirements:
1402
1403<ul>
1404<li>It must provide a <tt>token()</tt> method that returns the next token or <tt>None</tt> if no more
1405tokens are available.
1406<li>The <tt>token()</tt> method must return an object <tt>tok</tt> that has <tt>type</tt> and <tt>value</tt> attributes.
1407</ul>
1408
1409<H2><a name="ply_nn22"></a>5. Parsing basics</H2>
1410
1411
1412<tt>yacc.py</tt> is used to parse language syntax.  Before showing an
1413example, there are a few important bits of background that must be
1414mentioned.  First, <em>syntax</em> is usually specified in terms of a BNF grammar.
1415For example, if you wanted to parse
1416simple arithmetic expressions, you might first write an unambiguous
1417grammar specification like this:
1418
1419<blockquote>
1420<pre> 
1421expression : expression + term
1422           | expression - term
1423           | term
1424
1425term       : term * factor
1426           | term / factor
1427           | factor
1428
1429factor     : NUMBER
1430           | ( expression )
1431</pre>
1432</blockquote>
1433
1434In the grammar, symbols such as <tt>NUMBER</tt>, <tt>+</tt>, <tt>-</tt>, <tt>*</tt>, and <tt>/</tt> are known
1435as <em>terminals</em> and correspond to raw input tokens.  Identifiers such as <tt>term</tt> and <tt>factor</tt> refer to 
1436grammar rules comprised of a collection of terminals and other rules.  These identifiers are known as <em>non-terminals</em>.
1437<P>
1438
1439The semantic behavior of a language is often specified using a
1440technique known as syntax directed translation.  In syntax directed
1441translation, attributes are attached to each symbol in a given grammar
1442rule along with an action.  Whenever a particular grammar rule is
1443recognized, the action describes what to do.  For example, given the
1444expression grammar above, you might write the specification for a
1445simple calculator like this:
1446
1447<blockquote>
1448<pre> 
1449Grammar                             Action
1450--------------------------------    -------------------------------------------- 
1451expression0 : expression1 + term    expression0.val = expression1.val + term.val
1452            | expression1 - term    expression0.val = expression1.val - term.val
1453            | term                  expression0.val = term.val
1454
1455term0       : term1 * factor        term0.val = term1.val * factor.val
1456            | term1 / factor        term0.val = term1.val / factor.val
1457            | factor                term0.val = factor.val
1458
1459factor      : NUMBER                factor.val = int(NUMBER.lexval)
1460            | ( expression )        factor.val = expression.val
1461</pre>
1462</blockquote>
1463
1464A good way to think about syntax directed translation is to 
1465view each symbol in the grammar as a kind of object. Associated
1466with each symbol is a value representing its "state" (for example, the
1467<tt>val</tt> attribute above).    Semantic
1468actions are then expressed as a collection of functions or methods
1469that operate on the symbols and associated values.
1470
1471<p>
1472Yacc uses a parsing technique known as LR-parsing or shift-reduce parsing.  LR parsing is a
1473bottom up technique that tries to recognize the right-hand-side of various grammar rules.
1474Whenever a valid right-hand-side is found in the input, the appropriate action code is triggered and the
1475grammar symbols are replaced by the grammar symbol on the left-hand-side. 
1476
1477<p>
1478LR parsing is commonly implemented by shifting grammar symbols onto a
1479stack and looking at the stack and the next input token for patterns that
1480match one of the grammar rules.
1481The details of the algorithm can be found in a compiler textbook, but the
1482following example illustrates the steps that are performed if you
1483wanted to parse the expression
1484<tt>3 + 5 * (10 - 20)</tt> using the grammar defined above.  In the example,
1485the special symbol <tt>$</tt> represents the end of input.
1486
1487
1488<blockquote>
1489<pre>
1490Step Symbol Stack           Input Tokens            Action
1491---- ---------------------  ---------------------   -------------------------------
14921                           3 + 5 * ( 10 - 20 )$    Shift 3
14932    3                        + 5 * ( 10 - 20 )$    Reduce factor : NUMBER
14943    factor                   + 5 * ( 10 - 20 )$    Reduce term   : factor
14954    term                     + 5 * ( 10 - 20 )$    Reduce expr : term
14965    expr                     + 5 * ( 10 - 20 )$    Shift +
14976    expr +                     5 * ( 10 - 20 )$    Shift 5
14987    expr + 5                     * ( 10 - 20 )$    Reduce factor : NUMBER
14998    expr + factor                * ( 10 - 20 )$    Reduce term   : factor
15009    expr + term                  * ( 10 - 20 )$    Shift *
150110   expr + term *                  ( 10 - 20 )$    Shift (
150211   expr + term * (                  10 - 20 )$    Shift 10
150312   expr + term * ( 10                  - 20 )$    Reduce factor : NUMBER
150413   expr + term * ( factor              - 20 )$    Reduce term : factor
150514   expr + term * ( term                - 20 )$    Reduce expr : term
150615   expr + term * ( expr                - 20 )$    Shift -
150716   expr + term * ( expr -                20 )$    Shift 20
150817   expr + term * ( expr - 20                )$    Reduce factor : NUMBER
150918   expr + term * ( expr - factor            )$    Reduce term : factor
151019   expr + term * ( expr - term              )$    Reduce expr : expr - term
151120   expr + term * ( expr                     )$    Shift )
151221   expr + term * ( expr )                    $    Reduce factor : (expr)
151322   expr + term * factor                      $    Reduce term : term * factor
151423   expr + term                               $    Reduce expr : expr + term
151524   expr                                      $    Reduce expr
151625                                             $    Success!
1517</pre>
1518</blockquote>
1519
1520When parsing the expression, an underlying state machine and the
1521current input token determine what happens next.  If the next token
1522looks like part of a valid grammar rule (based on other items on the
1523stack), it is generally shifted onto the stack.  If the top of the
1524stack contains a valid right-hand-side of a grammar rule, it is
1525usually "reduced" and the symbols replaced with the symbol on the
1526left-hand-side.  When this reduction occurs, the appropriate action is
1527triggered (if defined).  If the input token can't be shifted and the
1528top of stack doesn't match any grammar rules, a syntax error has
1529occurred and the parser must take some kind of recovery step (or bail
1530out).  A parse is only successful if the parser reaches a state where
1531the symbol stack is empty and there are no more input tokens.
1532
1533<p>
1534It is important to note that the underlying implementation is built
1535around a large finite-state machine that is encoded in a collection of
1536tables. The construction of these tables is non-trivial and
1537beyond the scope of this discussion.  However, subtle details of this
1538process explain why, in the example above, the parser chooses to shift
1539a token onto the stack in step 9 rather than reducing the
1540rule <tt>expr : expr + term</tt>.
1541
1542<H2><a name="ply_nn23"></a>6. Yacc</H2>
1543
1544
1545The <tt>ply.yacc</tt> module implements the parsing component of PLY.
1546The name "yacc" stands for "Yet Another Compiler Compiler" and is
1547borrowed from the Unix tool of the same name.
1548
1549<H3><a name="ply_nn24"></a>6.1 An example</H3>
1550
1551
1552Suppose you wanted to make a grammar for simple arithmetic expressions as previously described.   Here is
1553how you would do it with <tt>yacc.py</tt>:
1554
1555<blockquote>
1556<pre>
1557# Yacc example
1558
1559import ply.yacc as yacc
1560
1561# Get the token map from the lexer.  This is required.
1562from calclex import tokens
1563
1564def p_expression_plus(p):
1565    'expression : expression PLUS term'
1566    p[0] = p[1] + p[3]
1567
1568def p_expression_minus(p):
1569    'expression : expression MINUS term'
1570    p[0] = p[1] - p[3]
1571
1572def p_expression_term(p):
1573    'expression : term'
1574    p[0] = p[1]
1575
1576def p_term_times(p):
1577    'term : term TIMES factor'
1578    p[0] = p[1] * p[3]
1579
1580def p_term_div(p):
1581    'term : term DIVIDE factor'
1582    p[0] = p[1] / p[3]
1583
1584def p_term_factor(p):
1585    'term : factor'
1586    p[0] = p[1]
1587
1588def p_factor_num(p):
1589    'factor : NUMBER'
1590    p[0] = p[1]
1591
1592def p_factor_expr(p):
1593    'factor : LPAREN expression RPAREN'
1594    p[0] = p[2]
1595
1596# Error rule for syntax errors
1597def p_error(p):
1598    print "Syntax error in input!"
1599
1600# Build the parser
1601parser = yacc.yacc()
1602
1603while True:
1604   try:
1605       s = raw_input('calc > ')
1606   except EOFError:
1607       break
1608   if not s: continue
1609   result = parser.parse(s)
1610   print result
1611</pre>
1612</blockquote>
1613
1614In this example, each grammar rule is defined by a Python function
1615where the docstring to that function contains the appropriate
1616context-free grammar specification.  The statements that make up the
1617function body implement the semantic actions of the rule. Each function
1618accepts a single argument <tt>p</tt> that is a sequence containing the
1619values of each grammar symbol in the corresponding rule.  The values
1620of <tt>p[i]</tt> are mapped to grammar symbols as shown here:
1621
1622<blockquote>
1623<pre>
1624def p_expression_plus(p):
1625    'expression : expression PLUS term'
1626    #   ^            ^        ^    ^
1627    #  p[0]         p[1]     p[2] p[3]
1628
1629    p[0] = p[1] + p[3]
1630</pre>
1631</blockquote>
1632
1633<p>
1634For tokens, the "value" of the corresponding <tt>p[i]</tt> is the
1635<em>same</em> as the <tt>p.value</tt> attribute assigned in the lexer
1636module.  For non-terminals, the value is determined by whatever is
1637placed in <tt>p[0]</tt> when rules are reduced.  This value can be
1638anything at all.  However, it probably most common for the value to be
1639a simple Python type, a tuple, or an instance.  In this example, we
1640are relying on the fact that the <tt>NUMBER</tt> token stores an
1641integer value in its value field.  All of the other rules simply
1642perform various types of integer operations and propagate the result.
1643</p>
1644
1645<p>
1646Note: The use of negative indices have a special meaning in
1647yacc---specially <tt>p[-1]</tt> does not have the same value
1648as <tt>p[3]</tt> in this example.  Please see the section on "Embedded
1649Actions" for further details.
1650</p>
1651
1652<p>
1653The first rule defined in the yacc specification determines the
1654starting grammar symbol (in this case, a rule for <tt>expression</tt>
1655appears first).  Whenever the starting rule is reduced by the parser
1656and no more input is available, parsing stops and the final value is
1657returned (this value will be whatever the top-most rule placed
1658in <tt>p[0]</tt>). Note: an alternative starting symbol can be
1659specified using the <tt>start</tt> keyword argument to
1660<tt>yacc()</tt>.
1661
1662<p>The <tt>p_error(p)</tt> rule is defined to catch syntax errors.
1663See the error handling section below for more detail.
1664
1665<p>
1666To build the parser, call the <tt>yacc.yacc()</tt> function.  This
1667function looks at the module and attempts to construct all of the LR
1668parsing tables for the grammar you have specified.  The first
1669time <tt>yacc.yacc()</tt> is invoked, you will get a message such as
1670this:
1671
1672<blockquote>
1673<pre>
1674$ python calcparse.py
1675Generating LALR tables
1676calc > 
1677</pre>
1678</blockquote>
1679
1680Since table construction is relatively expensive (especially for large
1681grammars), the resulting parsing table is written to the current
1682directory in a file called <tt>parsetab.py</tt>.  In addition, a
1683debugging file called <tt>parser.out</tt> is created.  On subsequent
1684executions, <tt>yacc</tt> will reload the table from
1685<tt>parsetab.py</tt> unless it has detected a change in the underlying
1686grammar (in which case the tables and <tt>parsetab.py</tt> file are
1687regenerated).  Note: The names of parser output files can be changed
1688if necessary.  See the <a href="reference.html">PLY Reference</a> for details.
1689
1690<p>
1691If any errors are detected in your grammar specification, <tt>yacc.py</tt> will produce
1692diagnostic messages and possibly raise an exception.  Some of the errors that can be detected include:
1693
1694<ul>
1695<li>Duplicated function names (if more than one rule function have the same name in the grammar file).
1696<li>Shift/reduce and reduce/reduce conflicts generated by ambiguous grammars.
1697<li>Badly specified grammar rules.
1698<li>Infinite recursion (rules that can never terminate).
1699<li>Unused rules and tokens
1700<li>Undefined rules and tokens
1701</ul>
1702
1703The next few sections discuss grammar specification in more detail.
1704
1705<p>
1706The final part of the example shows how to actually run the parser
1707created by
1708<tt>yacc()</tt>.  To run the parser, you simply have to call
1709the <tt>parse()</tt> with a string of input text.  This will run all
1710of the grammar rules and return the result of the entire parse.  This
1711result return is the value assigned to <tt>p[0]</tt> in the starting
1712grammar rule.
1713
1714<H3><a name="ply_nn25"></a>6.2 Combining Grammar Rule Functions</H3>
1715
1716
1717When grammar rules are similar, they can be combined into a single function.
1718For example, consider the two rules in our earlier example:
1719
1720<blockquote>
1721<pre>
1722def p_expression_plus(p):
1723    'expression : expression PLUS term'
1724    p[0] = p[1] + p[3]
1725
1726def p_expression_minus(t):
1727    'expression : expression MINUS term'
1728    p[0] = p[1] - p[3]
1729</pre>
1730</blockquote>
1731
1732Instead of writing two functions, you might write a single function like this:
1733
1734<blockquote>
1735<pre>
1736def p_expression(p):
1737    '''expression : expression PLUS term
1738                  | expression MINUS term'''
1739    if p[2] == '+':
1740        p[0] = p[1] + p[3]
1741    elif p[2] == '-':
1742        p[0] = p[1] - p[3]
1743</pre>
1744</blockquote>
1745
1746In general, the doc string for any given function can contain multiple grammar rules.  So, it would
1747have also been legal (although possibly confusing) to write this:
1748
1749<blockquote>
1750<pre>
1751def p_binary_operators(p):
1752    '''expression : expression PLUS term
1753                  | expression MINUS term
1754       term       : term TIMES factor
1755                  | term DIVIDE factor'''
1756    if p[2] == '+':
1757        p[0] = p[1] + p[3]
1758    elif p[2] == '-':
1759        p[0] = p[1] - p[3]
1760    elif p[2] == '*':
1761        p[0] = p[1] * p[3]
1762    elif p[2] == '/':
1763        p[0] = p[1] / p[3]
1764</pre>
1765</blockquote>
1766
1767When combining grammar rules into a single function, it is usually a good idea for all of the rules to have
1768a similar structure (e.g., the same number of terms).  Otherwise, the corresponding action code may be more 
1769complicated than necessary.  However, it is possible to handle simple cases using len().  For example:
1770
1771<blockquote>
1772<pre>
1773def p_expressions(p):
1774    '''expression : expression MINUS expression
1775                  | MINUS expression'''
1776    if (len(p) == 4):
1777        p[0] = p[1] - p[3]
1778    elif (len(p) == 3):
1779        p[0] = -p[2]
1780</pre>
1781</blockquote>
1782
1783If parsing performance is a concern, you should resist the urge to put
1784too much conditional processing into a single grammar rule as shown in
1785these examples.  When you add checks to see which grammar rule is
1786being handled, you are actually duplicating the work that the parser
1787has already performed (i.e., the parser already knows exactly what rule it
1788matched).  You can eliminate this overhead by using a
1789separate <tt>p_rule()</tt> function for each grammar rule.
1790
1791<H3><a name="ply_nn26"></a>6.3 Character Literals</H3>
1792
1793
1794If desired, a grammar may contain tokens defined as single character literals.   For example:
1795
1796<blockquote>
1797<pre>
1798def p_binary_operators(p):
1799    '''expression : expression '+' term
1800                  | expression '-' term
1801       term       : term '*' factor
1802                  | term '/' factor'''
1803    if p[2] == '+':
1804        p[0] = p[1] + p[3]
1805    elif p[2] == '-':
1806        p[0] = p[1] - p[3]
1807    elif p[2] == '*':
1808        p[0] = p[1] * p[3]
1809    elif p[2] == '/':
1810        p[0] = p[1] / p[3]
1811</pre>
1812</blockquote>
1813
1814A character literal must be enclosed in quotes such as <tt>'+'</tt>.  In addition, if literals are used, they must be declared in the
1815corresponding <tt>lex</tt> file through the use of a special <tt>literals</tt> declaration.
1816
1817<blockquote>
1818<pre>
1819# Literals.  Should be placed in module given to lex()
1820literals = ['+','-','*','/' ]
1821</pre>
1822</blockquote>
1823
1824<b>Character literals are limited to a single character</b>.  Thus, it is not legal to specify literals such as <tt>'&lt;='</tt> or <tt>'=='</tt>.  For this, use
1825the normal lexing rules (e.g., define a rule such as <tt>t_EQ = r'=='</tt>).
1826
1827<H3><a name="ply_nn26"></a>6.4 Empty Productions</H3>
1828
1829
1830<tt>yacc.py</tt> can handle empty productions by defining a rule like this:
1831
1832<blockquote>
1833<pre>
1834def p_empty(p):
1835    'empty :'
1836    pass
1837</pre>
1838</blockquote>
1839
1840Now to use the empty production, simply use 'empty' as a symbol.  For example:
1841
1842<blockquote>
1843<pre>
1844def p_optitem(p):
1845    'optitem : item'
1846    '        | empty'
1847    ...
1848</pre>
1849</blockquote>
1850
1851Note: You can write empty rules anywhere by simply specifying an empty
1852right hand side.  However, I personally find that writing an "empty"
1853rule and using "empty" to denote an empty production is easier to read
1854and more clearly states your intentions.
1855
1856<H3><a name="ply_nn28"></a>6.5 Changing the starting symbol</H3>
1857
1858
1859Normally, the first rule found in a yacc specification defines the starting grammar rule (top level rule).  To change this, simply
1860supply a <tt>start</tt> specifier in your file.  For example:
1861
1862<blockquote>
1863<pre>
1864start = 'foo'
1865
1866def p_bar(p):
1867    'bar : A B'
1868
1869# This is the starting rule due to the start specifier above
1870def p_foo(p):
1871    'foo : bar X'
1872...
1873</pre>
1874</blockquote>
1875
1876The use of a <tt>start</tt> specifier may be useful during debugging
1877since you can use it to have yacc build a subset of a larger grammar.
1878For this purpose, it is also possible to specify a starting symbol as
1879an argument to <tt>yacc()</tt>. For example:
1880
1881<blockquote>
1882<pre>
1883yacc.yacc(start='foo')
1884</pre>
1885</blockquote>
1886
1887<H3><a name="ply_nn27"></a>6.6 Dealing With Ambiguous Grammars</H3>
1888
1889
1890The expression grammar given in the earlier example has been written
1891in a special format to eliminate ambiguity.  However, in many
1892situations, it is extremely difficult or awkward to write grammars in
1893this format.  A much more natural way to express the grammar is in a
1894more compact form like this:
1895
1896<blockquote>
1897<pre>
1898expression : expression PLUS expression
1899           | expression MINUS expression
1900           | expression TIMES expression
1901           | expression DIVIDE expression
1902           | LPAREN expression RPAREN
1903           | NUMBER
1904</pre>
1905</blockquote>
1906
1907Unfortunately, this grammar specification is ambiguous.  For example,
1908if you are parsing the string "3 * 4 + 5", there is no way to tell how
1909the operators are supposed to be grouped.  For example, does the
1910expression mean "(3 * 4) + 5" or is it "3 * (4+5)"?
1911
1912<p>
1913When an ambiguous grammar is given to <tt>yacc.py</tt> it will print
1914messages about "shift/reduce conflicts" or "reduce/reduce conflicts".
1915A shift/reduce conflict is caused when the parser generator can't
1916decide whether or not to reduce a rule or shift a symbol on the
1917parsing stack.  For example, consider the string "3 * 4 + 5" and the
1918internal parsing stack:
1919
1920<blockquote>
1921<pre>
1922Step Symbol Stack           Input Tokens            Action
1923---- ---------------------  ---------------------   -------------------------------
19241    $                                3 * 4 + 5$    Shift 3
19252    $ 3                                * 4 + 5$    Reduce : expression : NUMBER
19263    $ expr                             * 4 + 5$    Shift *
19274    $ expr *                             4 + 5$    Shift 4
19285    $ expr * 4                             + 5$    Reduce: expression : NUMBER
19296    $ expr * expr                          + 5$    SHIFT/REDUCE CONFLICT ????
1930</pre>
1931</blockquote>
1932
1933In this case, when the parser reaches step 6, it has two options.  One
1934is to reduce the rule <tt>expr : expr * expr</tt> on the stack.  The
1935other option is to shift the token <tt>+</tt> on the stack.  Both
1936options are perfectly legal from the rules of the
1937context-free-grammar.
1938
1939<p>
1940By default, all shift/reduce conflicts are resolved in favor of
1941shifting.  Therefore, in the above example, the parser will always
1942shift the <tt>+</tt> instead of reducing.  Although this strategy
1943works in many cases (for example, the case of 
1944"if-then" versus "if-then-else"), it is not enough for arithmetic expressions.  In fact,
1945in the above example, the decision to shift <tt>+</tt> is completely
1946wrong---we should have reduced <tt>expr * expr</tt> since
1947multiplication has higher mathematical precedence than addition.
1948
1949<p>To resolve ambiguity, especially in expression
1950grammars, <tt>yacc.py</tt> allows individual tokens to be assigned a
1951precedence level and associativity.  This is done by adding a variable
1952<tt>precedence</tt> to the grammar file like this:
1953
1954<blockquote>
1955<pre>
1956precedence = (
1957    ('left', 'PLUS', 'MINUS'),
1958    ('left', 'TIMES', 'DIVIDE'),
1959)
1960</pre>
1961</blockquote>
1962
1963This declaration specifies that <tt>PLUS</tt>/<tt>MINUS</tt> have the
1964same precedence level and are left-associative and that
1965<tt>TIMES</tt>/<tt>DIVIDE</tt> have the same precedence and are
1966left-associative.  Within the <tt>precedence</tt> declaration, tokens
1967are ordered from lowest to highest precedence. Thus, this declaration
1968specifies that <tt>TIMES</tt>/<tt>DIVIDE</tt> have higher precedence
1969than <tt>PLUS</tt>/<tt>MINUS</tt> (since they appear later in the
1970precedence specification).
1971
1972<p>
1973The precedence specification works by associating a numerical
1974precedence level value and associativity direction to the listed
1975tokens.  For example, in the above example you get:
1976
1977<blockquote>
1978<pre>
1979PLUS      : level = 1,  assoc = 'left'
1980MINUS     : level = 1,  assoc = 'left'
1981TIMES     : level = 2,  assoc = 'left'
1982DIVIDE    : level = 2,  assoc = 'left'
1983</pre>
1984</blockquote>
1985
1986These values are then used to attach a numerical precedence value and
1987associativity direction to each grammar rule. <em>This is always
1988determined by looking at the precedence of the right-most terminal
1989symbol.</em>  For example:
1990
1991<blockquote>
1992<pre>
1993expression : expression PLUS expression                 # level = 1, left
1994           | expression MINUS expression                # level = 1, left
1995           | expression TIMES expression                # level = 2, left
1996           | expression DIVIDE expression               # level = 2, left
1997           | LPAREN expression RPAREN                   # level = None (not specified)
1998           | NUMBER                                     # level = None (not specified)
1999</pre>
2000</blockquote>
2001
2002When shift/reduce conflicts are encountered, the parser generator resolves the conflict by
2003looking at the precedence rules and associativity specifiers.
2004
2005<p>
2006<ol>
2007<li>If the current token has higher precedence than the rule on the stack, it is shifted.
2008<li>If the grammar rule on the stack has higher precedence, the rule is reduced.
2009<li>If the current token and the grammar rule have the same precedence, the
2010rule is reduced for left associativity, whereas the token is shifted for right associativity.
2011<li>If nothing is known about the precedence, shift/reduce conflicts are resolved in
2012favor of shifting (the default).
2013</ol>
2014
2015For example, if "expression PLUS expression" has been parsed and the
2016next token is "TIMES", the action is going to be a shift because
2017"TIMES" has a higher precedence level than "PLUS".  On the other hand,
2018if "expression TIMES expression" has been parsed and the next token is
2019"PLUS", the action is going to be reduce because "PLUS" has a lower
2020precedence than "TIMES."
2021
2022<p>
2023When shift/reduce conflicts are resolved using the first three
2024techniques (with the help of precedence rules), <tt>yacc.py</tt> will
2025report no errors or conflicts in the grammar (although it will print
2026some information in the <tt>parser.out</tt> debugging file).
2027
2028<p>
2029One problem with the precedence specifier technique is that it is
2030sometimes necessary to change the precedence of an operator in certain
2031contexts.  For example, consider a unary-minus operator in "3 + 4 *
2032-5".  Mathematically, the unary minus is normally given a very high
2033precedence--being evaluated before the multiply.  However, in our
2034precedence specifier, MINUS has a lower precedence than TIMES.  To
2035deal with this, precedence rules can be given for so-called "fictitious tokens"
2036like this:
2037
2038<blockquote>
2039<pre>
2040precedence = (
2041    ('left', 'PLUS', 'MINUS'),
2042    ('left', 'TIMES', 'DIVIDE'),
2043    ('right', 'UMINUS'),            # Unary minus operator
2044)
2045</pre>
2046</blockquote>
2047
2048Now, in the grammar file, we can write our unary minus rule like this:
2049
2050<blockquote>
2051<pre>
2052def p_expr_uminus(p):
2053    'expression : MINUS expression %prec UMINUS'
2054    p[0] = -p[2]
2055</pre>
2056</blockquote>
2057
2058In this case, <tt>%prec UMINUS</tt> overrides the default rule precedence--setting it to that
2059of UMINUS in the precedence specifier.
2060
2061<p>
2062At first, the use of UMINUS in this example may appear very confusing.
2063UMINUS is not an input token or a grammer rule.  Instead, you should
2064think of it as the name of a special marker in the precedence table.   When you use the <tt>%prec</tt> qualifier, you're simply
2065telling yacc that you want the precedence of the expression to be the same as for this special marker instead of the usual precedence.
2066
2067<p>
2068It is also possible to specify non-associativity in the <tt>precedence</tt> table. This would
2069be used when you <em>don't</em> want operations to chain together.  For example, suppose
2070you wanted to support comparison operators like <tt>&lt;</tt> and <tt>&gt;</tt> but you didn't want to allow
2071combinations like <tt>a &lt; b &lt; c</tt>.   To do this, simply specify a rule like this:
2072
2073<blockquote>
2074<pre>
2075precedence = (
2076    ('nonassoc', 'LESSTHAN', 'GREATERTHAN'),  # Nonassociative operators
2077    ('left', 'PLUS', 'MINUS'),
2078    ('left', 'TIMES', 'DIVIDE'),
2079    ('right', 'UMINUS'),            # Unary minus operator
2080)
2081</pre>
2082</blockquote>
2083
2084<p>
2085If you do this, the occurrence of input text such as <tt> a &lt; b &lt; c</tt> will result in a syntax error.  However, simple
2086expressions such as <tt>a &lt; b</tt> will still be fine.
2087
2088<p>
2089Reduce/reduce conflicts are caused when there are multiple grammar
2090rules that can be applied to a given set of symbols.  This kind of
2091conflict is almost always bad and is always resolved by picking the
2092rule that appears first in the grammar file.   Reduce/reduce conflicts
2093are almost always caused when different sets of grammar rules somehow
2094generate the same set of symbols.  For example:
2095
2096<blockquote>
2097<pre>
2098assignment :  ID EQUALS NUMBER
2099           |  ID EQUALS expression
2100           
2101expression : expression PLUS expression
2102           | expression MINUS expression
2103           | expression TIMES expression
2104           | expression DIVIDE expression
2105           | LPAREN expression RPAREN
2106           | NUMBER
2107</pre>
2108</blockquote>
2109
2110In this case, a reduce/reduce conflict exists between these two rules:
2111
2112<blockquote>
2113<pre>
2114assignment  : ID EQUALS NUMBER
2115expression  : NUMBER
2116</pre>
2117</blockquote>
2118
2119For example, if you wrote "a = 5", the parser can't figure out if this
2120is supposed to be reduced as <tt>assignment : ID EQUALS NUMBER</tt> or
2121whether it's supposed to reduce the 5 as an expression and then reduce
2122the rule <tt>assignment : ID EQUALS expression</tt>.
2123
2124<p>
2125It should be noted that reduce/reduce conflicts are notoriously
2126difficult to spot simply looking at the input grammer.  When a
2127reduce/reduce conflict occurs, <tt>yacc()</tt> will try to help by
2128printing a warning message such as this:
2129
2130<blockquote>
2131<pre>
2132WARNING: 1 reduce/reduce conflict
2133WARNING: reduce/reduce conflict in state 15 resolved using rule (assignment -> ID EQUALS NUMBER)
2134WARNING: rejected rule (expression -> NUMBER)
2135</pre>
2136</blockquote>
2137
2138This message identifies the two rules that are in conflict.  However,
2139it may not tell you how the parser arrived at such a state.  To try
2140and figure it out, you'll probably have to look at your grammar and
2141the contents of the
2142<tt>parser.out</tt> debugging file with an appropriately high level of
2143caffeination.
2144
2145<H3><a name="ply_nn28"></a>6.7 The parser.out file</H3>
2146
2147
2148Tracking down shift/reduce and reduce/reduce conflicts is one of the finer pleasures of using an LR
2149parsing algorithm.  To assist in debugging, <tt>yacc.py</tt> creates a debugging file called
2150'parser.out' when it generates the parsing table.   The contents of this file look like the following:
2151
2152<blockquote>
2153<pre>
2154Unused terminals:
2155
2156
2157Grammar
2158
2159Rule 1     expression -> expression PLUS expression
2160Rule 2     expression -> expression MINUS expression
2161Rule 3     expression -> expression TIMES expression
2162Rule 4     expression -> expression DIVIDE expression
2163Rule 5     expression -> NUMBER
2164Rule 6     expression -> LPAREN expression RPAREN
2165
2166Terminals, with rules where they appear
2167
2168TIMES                : 3
2169error                : 
2170MINUS                : 2
2171RPAREN               : 6
2172LPAREN               : 6
2173DIVIDE               : 4
2174PLUS                 : 1
2175NUMBER               : 5
2176
2177Nonterminals, with rules where they appear
2178
2179expression           : 1 1 2 2 3 3 4 4 6 0
2180
2181
2182Parsing method: LALR
2183
2184
2185state 0
2186
2187    S' -> . expression
2188    expression -> . expression PLUS expression
2189    expression -> . expression MINUS expression
2190    expression -> . expression TIMES expression
2191    expression -> . expression DIVIDE expression
2192    expression -> . NUMBER
2193    expression -> . LPAREN expression RPAREN
2194
2195    NUMBER          shift and go to state 3
2196    LPAREN          shift and go to state 2
2197
2198
2199state 1
2200
2201    S' -> expression .
2202    expression -> expression . PLUS expression
2203    expression -> expression . MINUS expression
2204    expression -> expression . TIMES expression
2205    expression -> expression . DIVIDE expression
2206
2207    PLUS            shift and go to state 6
2208    MINUS           shift and go to state 5
2209    TIMES           shift and go to state 4
2210    DIVIDE          shift and go to state 7
2211
2212
2213state 2
2214
2215    expression -> LPAREN . expression RPAREN
2216    expression -> . expression PLUS expression
2217    expression -> . expression MINUS expression
2218    expression -> . expression TIMES expression
2219    expression -> . expression DIVIDE expression
2220    expression -> . NUMBER
2221    expression -> . LPAREN expression RPAREN
2222
2223    NUMBER          shift and go to state 3
2224    LPAREN          shift and go to state 2
2225
2226
2227state 3
2228
2229    expression -> NUMBER .
2230
2231    $               reduce using rule 5
2232    PLUS            reduce using rule 5
2233    MINUS           reduce using rule 5
2234    TIMES           reduce using rule 5
2235    DIVIDE          reduce using rule 5
2236    RPAREN          reduce using rule 5
2237
2238
2239state 4
2240
2241    expression -> expression TIMES . expression
2242    expression -> . expression PLUS expression
2243    expression -> . expression MINUS expression
2244    expression -> . expression TIMES expression
2245    expression -> . expression DIVIDE expression
2246    expression -> . NUMBER
2247    expression -> . LPAREN expression RPAREN
2248
2249    NUMBER          shift and go to state 3
2250    LPAREN          shift and go to state 2
2251
2252
2253state 5
2254
2255    expression -> expression MINUS . expression
2256    expression -> . expression PLUS expression
2257    expression -> . expression MINUS expression
2258    expression -> . expression TIMES expression
2259    expression -> . expression DIVIDE expression
2260    expression -> . NUMBER
2261    expression -> . LPAREN expression RPAREN
2262
2263    NUMBER          shift and go to state 3
2264    LPAREN          shift and go to state 2
2265
2266
2267state 6
2268
2269    expression -> expression PLUS . expression
2270    expression -> . expression PLUS expression
2271    expression -> . expression MINUS expression
2272    expression -> . expression TIMES expression
2273    expression -> . expression DIVIDE expression
2274    expression -> . NUMBER
2275    expression -> . LPAREN expression RPAREN
2276
2277    NUMBER          shift and go to state 3
2278    LPAREN          shift and go to state 2
2279
2280
2281state 7
2282
2283    expression -> expression DIVIDE . expression
2284    expression -> . expression PLUS expression
2285    expression -> . expression MINUS expression
2286    expression -> . expression TIMES expression
2287    expression -> . expression DIVIDE expression
2288    expression -> . NUMBER
2289    expression -> . LPAREN expression RPAREN
2290
2291    NUMBER          shift and go to state 3
2292    LPAREN          shift and go to state 2
2293
2294
2295state 8
2296
2297    expression -> LPAREN expression . RPAREN
2298    expression -> expression . PLUS expression
2299    expression -> expression . MINUS expression
2300    expression -> expression . TIMES expression
2301    expression -> expression . DIVIDE expression
2302
2303    RPAREN          shift and go to state 13
2304    PLUS            shift and go to state 6
2305    MINUS           shift and go to state 5
2306    TIMES           shift and go to state 4
2307    DIVIDE          shift and go to state 7
2308
2309
2310state 9
2311
2312    expression -> expression TIMES expression .
2313    expression -> expression . PLUS expression
2314    expression -> expression . MINUS expression
2315    expression -> expression . TIMES expression
2316    expression -> expression . DIVIDE expression
2317
2318    $               reduce using rule 3
2319    PLUS            reduce using rule 3
2320    MINUS           reduce using rule 3
2321    TIMES           reduce using rule 3
2322    DIVIDE          reduce using rule 3
2323    RPAREN          reduce using rule 3
2324
2325  ! PLUS            [ shift and go to state 6 ]
2326  ! MINUS           [ shift and go to state 5 ]
2327  ! TIMES           [ shift and go to state 4 ]
2328  ! DIVIDE          [ shift and go to state 7 ]
2329
2330state 10
2331
2332    expression -> expression MINUS expression .
2333    expression -> expression . PLUS expression
2334    expression -> expression . MINUS expression
2335    expression -> expression . TIMES expression
2336    expression -> expression . DIVIDE expression
2337
2338    $               reduce using rule 2
2339    PLUS            reduce using rule 2
2340    MINUS           reduce using rule 2
2341    RPAREN          reduce using rule 2
2342    TIMES           shift and go to state 4
2343    DIVIDE          shift and go to state 7
2344
2345  ! TIMES           [ reduce using rule 2 ]
2346  ! DIVIDE          [ reduce using rule 2 ]
2347  ! PLUS            [ shift and go to state 6 ]
2348  ! MINUS           [ shift and go to state 5 ]
2349
2350state 11
2351
2352    expression -> expression PLUS expression .
2353    expression -> expression . PLUS expression
2354    expression -> expression . MINUS expression
2355    expression -> expression . TIMES expression
2356    expression -> expression . DIVIDE expression
2357
2358    $               reduce using rule 1
2359    PLUS            reduce using rule 1
2360    MINUS           reduce using rule 1
2361    RPAREN          reduce using rule 1
2362    TIMES           shift and go to state 4
2363    DIVIDE          shift and go to state 7
2364
2365  ! TIMES           [ reduce using rule 1 ]
2366  ! DIVIDE          [ reduce using rule 1 ]
2367  ! PLUS            [ shift and go to state 6 ]
2368  ! MINUS           [ shift and go to state 5 ]
2369
2370state 12
2371
2372    expression -> expression DIVIDE expression .
2373    expression -> expression . PLUS expression
2374    expression -> expression . MINUS expression
2375    expression -> expression . TIMES expression
2376    expression -> expression . DIVIDE expression
2377
2378    $               reduce using rule 4
2379    PLUS            reduce using rule 4
2380    MINUS           reduce using rule 4
2381    TIMES           reduce using rule 4
2382    DIVIDE          reduce using rule 4
2383    RPAREN          reduce using rule 4
2384
2385  ! PLUS            [ shift and go to state 6 ]
2386  ! MINUS           [ shift and go to state 5 ]
2387  ! TIMES           [ shift and go to state 4 ]
2388  ! DIVIDE          [ shift and go to state 7 ]
2389
2390state 13
2391
2392    expression -> LPAREN expression RPAREN .
2393
2394    $               reduce using rule 6
2395    PLUS            reduce using rule 6
2396    MINUS           reduce using rule 6
2397    TIMES           reduce using rule 6
2398    DIVIDE          reduce using rule 6
2399    RPAREN          reduce using rule 6
2400</pre>
2401</blockquote>
2402
2403The different states that appear in this file are a representation of
2404every possible sequence of valid input tokens allowed by the grammar.
2405When receiving input tokens, the parser is building up a stack and
2406looking for matching rules.  Each state keeps track of the grammar
2407rules that might be in the process of being matched at that point.  Within each
2408rule, the "." character indicates the current location of the parse
2409within that rule.  In addition, the actions for each valid input token
2410are listed.  When a shift/reduce or reduce/reduce conflict arises,
2411rules <em>not</em> selected are prefixed with an !.  For example:
2412
2413<blockquote>
2414<pre>
2415  ! TIMES           [ reduce using rule 2 ]
2416  ! DIVIDE          [ reduce using rule 2 ]
2417  ! PLUS            [ shift and go to state 6 ]
2418  ! MINUS           [ shift and go to state 5 ]
2419</pre>
2420</blockquote>
2421
2422By looking at these rules (and with a little practice), you can usually track down the source
2423of most parsing conflicts.  It should also be stressed that not all shift-reduce conflicts are
2424bad.  However, the only way to be sure that they are resolved correctly is to look at <tt>parser.out</tt>.
2425  
2426<H3><a name="ply_nn29"></a>6.8 Syntax Error Handling</H3>
2427
2428
2429If you are creating a parser for production use, the handling of
2430syntax errors is important.  As a general rule, you don't want a
2431parser to simply throw up its hands and stop at the first sign of
2432trouble.  Instead, you want it to report the error, recover if possible, and
2433continue parsing so that all of the errors in the input get reported
2434to the user at once.   This is the standard behavior found in compilers
2435for languages such as C, C++, and Java.
2436
2437In PLY, when a syntax error occurs during parsing, the error is immediately
2438detected (i.e., the parser does not read any more tokens beyond the
2439source of the error).  However, at this point, the parser enters a
2440recovery mode that can be used to try and continue further parsing.
2441As a general rule, error recovery in LR parsers is a delicate
2442topic that involves ancient rituals and black-magic.   The recovery mechanism
2443provided by <tt>yacc.py</tt> is comparable to Unix yacc so you may want
2444consult a book like O'Reilly's "Lex and Yacc" for some of the finer details.
2445
2446<p>
2447When a syntax error occurs, <tt>yacc.py</tt> performs the following steps:
2448
2449<ol>
2450<li>On the first occurrence of an error, the user-defined <tt>p_error()</tt> function
2451is called with the offending token as an argument.  However, if the syntax error is due to
2452reaching the end-of-file, <tt>p_error()</tt> is called with an argument of <tt>None</tt>.
2453Afterwards, the parser enters
2454an "error-recovery" mode in which it will not make future calls to <tt>p_error()</tt> until it
2455has successfully shifted at least 3 tokens onto the parsing stack.
2456
2457<p>
2458<li>If no recovery action is taken in <tt>p_error()</tt>, the offending lookahead token is replaced
2459with a special <tt>error</tt> token.
2460
2461<p>
2462<li>If the offending lookahead token is already set to <tt>error</tt>, the top item of the parsing stack is
2463deleted.
2464
2465<p>
2466<li>If the entire parsing stack is unwound, the parser enters a restart state and attempts to start
2467parsing from its initial state.
2468
2469<p>
2470<li>If a grammar rule accepts <tt>error</tt> as a token, it will be
2471shifted onto the parsing stack.
2472
2473<p>
2474<li>If the top item of the parsing stack is <tt>error</tt>, lookahead tokens will be discarded until the
2475parser can successfully shift a new symbol or reduce a rule involving <tt>error</tt>.
2476</ol>
2477
2478<H4><a name="ply_nn30"></a>6.8.1 Recovery and resynchronization with error rules</H4>
2479
2480
2481The most well-behaved approach for handling syntax errors is to write grammar rules that include the <tt>error</tt>
2482token.  For example, suppose your language had a grammar rule for a print statement like this:
2483
2484<blockquote>
2485<pre>
2486def p_statement_print(p):
2487     'statement : PRINT expr SEMI'
2488     ...
2489</pre>
2490</blockquote>
2491
2492To account for the possibility of a bad expression, you might write an additional grammar rule like this:
2493
2494<blockquote>
2495<pre>
2496def p_statement_print_error(p):
2497     'statement : PRINT error SEMI'
2498     print "Syntax error in print statement. Bad expression"
2499
2500</pre>
2501</blockquote>
2502
2503In this case, the <tt>error</tt> token will match any sequence of
2504tokens that might appear up to the first semicolon that is
2505encountered.  Once the semicolon is reached, the rule will be
2506invoked and the <tt>error</tt> token will go away.
2507
2508<p>
2509This type of recovery is sometimes known as parser resynchronization.
2510The <tt>error</tt> token acts as a wildcard for any bad input text and
2511the token immediately following <tt>error</tt> acts as a
2512synchronization token.
2513
2514<p>
2515It is important to note that the <tt>error</tt> token usually does not appear as the last token
2516on the right in an error rule.  For example:
2517
2518<blockquote>
2519<pre>
2520def p_statement_print_error(p):
2521    'statement : PRINT error'
2522    print "Syntax error in print statement. Bad expression"
2523</pre>
2524</blockquote>
2525
2526This is because the first bad token encountered will cause the rule to
2527be reduced--which may make it difficult to recover if more bad tokens
2528immediately follow.   
2529
2530<H4><a name="ply_nn31"></a>6.8.2 Panic mode recovery</H4>
2531
2532
2533An alternative error recovery scheme is to enter a panic mode recovery in which tokens are
2534discarded to a point where the parser might be able to recover in some sensible manner.
2535
2536<p>
2537Panic mode recovery is implemented entirely in the <tt>p_error()</tt> function.  For example, this
2538function starts discarding tokens until it reaches a closing '}'.  Then, it restarts the 
2539parser in its initial state.
2540
2541<blockquote>
2542<pre>
2543def p_error(p):
2544    print "Whoa. You are seriously hosed."
2545    # Read ahead looking for a closing '}'
2546    while 1:
2547        tok = yacc.token()             # Get the next token
2548        if not tok or tok.type == 'RBRACE': break
2549    yacc.restart()
2550</pre>
2551</blockquote>
2552
2553<p>
2554This function simply discards the bad token and tells the parser that the error was ok.
2555
2556<blockquote>
2557<pre>
2558def p_error(p):
2559    print "Syntax error at token", p.type
2560    # Just discard the token and tell the parser it's okay.
2561    yacc.errok()
2562</pre>
2563</blockquote>
2564
2565<P>
2566Within the <tt>p_error()</tt> function, three functions are available to control the behavior
2567of the parser:
2568<p>
2569<ul>
2570<li><tt>yacc.errok()</tt>.  This resets the parser state so it doesn't think it's in error-recovery
2571mode.   This will prevent an <tt>error</tt> token from being generated and will reset the internal
2572error counters so that the next syntax error will call <tt>p_error()</tt> again.
2573
2574<p>
2575<li><tt>yacc.token()</tt>.  This returns the next token on the input stream.
2576
2577<p>
2578<li><tt>yacc.restart()</tt>.  This discards the entire parsing stack and resets the parser
2579to its initial state. 
2580</ul>
2581
2582Note: these functions are only available when invoking <tt>p_error()</tt> and are not available
2583at any other time.
2584
2585<p>
2586To supply the next lookahead token to the parser, <tt>p_error()</tt> can return a token.  This might be
2587useful if trying to synchronize on special characters.  For example:
2588
2589<blockquote>
2590<pre>
2591def p_error(p):
2592    # Read ahead looking for a terminating ";"
2593    while 1:
2594        tok = yacc.token()             # Get the next token
2595        if not tok or tok.type == 'SEMI': break
2596    yacc.errok()
2597
2598    # Return SEMI to the parser as the next lookahead token
2599    return tok  
2600</pre>
2601</blockquote>
2602
2603<H4><a name="ply_nn35"></a>6.8.3 Signaling an error from a production</H4>
2604
2605
2606If necessary, a production rule can manually force the parser to enter error recovery.  This
2607is done by raising the <tt>SyntaxError</tt> exception like this:
2608
2609<blockquote>
2610<pre>
2611def p_production(p):
2612    'production : some production ...'
2613    raise SyntaxError
2614</pre>
2615</blockquote>
2616
2617The effect of raising <tt>SyntaxError</tt> is the same as if the last symbol shifted onto the
2618parsing stack was actually a syntax error.  Thus, when you do this, the last symbol shifted is popped off
2619of the parsing stack and the current lookahead token is set to an <tt>error</tt> token.   The parser
2620then enters error-recovery mode where it tries to reduce rules that can accept <tt>error</tt> tokens.  
2621The steps that follow from this point are exactly the same as if a syntax error were detected and 
2622<tt>p_error()</tt> were called.
2623
2624<P>
2625One important aspect of manually setting an error is that the <tt>p_error()</tt> function will <b>NOT</b> be
2626called in this case.   If you need to issue an error message, make sure you do it in the production that
2627raises <tt>SyntaxError</tt>.
2628
2629<P>
2630Note: This feature of PLY is meant to mimic the behavior of the YYERROR macro in yacc.
2631
2632
2633<H4><a name="ply_nn32"></a>6.8.4 General comments on error handling</H4>
2634
2635
2636For normal types of languages, error recovery with error rules and resynchronization characters is probably the most reliable
2637technique. This is because you can instrument the grammar to catch errors at selected places where it is relatively easy 
2638to recover and continue parsing.  Panic mode recovery is really only useful in certain specialized applications where you might want
2639to discard huge portions of the input text to find a valid restart point.
2640
2641<H3><a name="ply_nn33"></a>6.9 Line Number and Position Tracking</H3>
2642
2643
2644Position tracking is often a tricky problem when writing compilers.
2645By default, PLY tracks the line number and position of all tokens.
2646This information is available using the following functions:
2647
2648<ul>
2649<li><tt>p.lineno(num)</tt>. Return the line number for symbol <em>num</em>
2650<li><tt>p.lexpos(num)</tt>. Return the lexing position for symbol <em>num</em>
2651</ul>
2652
2653For example:
2654
2655<blockquote>
2656<pre>
2657def p_expression(p):
2658    'expression : expression PLUS expression'
2659    line   = p.lineno(2)        # line number of the PLUS token
2660    index  = p.lexpos(2)        # Position of the PLUS token
2661</pre>
2662</blockquote>
2663
2664As an optional feature, <tt>yacc.py</tt> can automatically track line
2665numbers and positions for all of the grammar symbols as well.
2666However, this extra tracking requires extra processing and can
2667significantly slow down parsing.  Therefore, it must be enabled by
2668passing the
2669<tt>tracking=True</tt> option to <tt>yacc.parse()</tt>.  For example:
2670
2671<blockquote>
2672<pre>
2673yacc.parse(data,tracking=True)
2674</pre>
2675</blockquote>
2676
2677Once enabled, the <tt>lineno()</tt> and <tt>lexpos()</tt> methods work
2678for all grammar symbols.  In addition, two additional methods can be
2679used:
2680
2681<ul>
2682<li><tt>p.linespan(num)</tt>. Return a tuple (startline,endline) with the starting and ending line number for symbol <em>num</em>.
2683<li><tt>p.lexspan(num)</tt>. Return a tuple (start,end) with the starting and ending positions for symbol <em>num</em>.
2684</ul>
2685
2686For example:
2687
2688<blockquote>
2689<pre>
2690def p_expression(p):
2691    'expression : expression PLUS expression'
2692    p.lineno(1)        # Line number of the left expression
2693    p.lineno(2)        # line number of the PLUS operator
2694    p.lineno(3)        # line number of the right expression
2695    ...
2696    start,end = p.linespan(3)    # Start,end lines of the right expression
2697    starti,endi = p.lexspan(3)   # Start,end positions of right expression
2698
2699</pre>
2700</blockquote>
2701
2702Note: The <tt>lexspan()</tt> function only returns the range of values up to the start of the last grammar symbol.  
2703
2704<p>
2705Although it may be convenient for PLY to track position information on
2706all grammar symbols, this is often unnecessary.  For example, if you
2707are merely using line number information in an error message, you can
2708often just key off of a specific token in the grammar rule.  For
2709example:
2710
2711<blockquote>
2712<pre>
2713def p_bad_func(p):
2714    'funccall : fname LPAREN error RPAREN'
2715    # Line number reported from LPAREN token
2716    print "Bad function call at line", p.lineno(2)
2717</pre>
2718</blockquote>
2719
2720<p>
2721Similarly, you may get better parsing performance if you only
2722selectively propagate line number information where it's needed using
2723the <tt>p.set_lineno()</tt> method.  For example:
2724
2725<blockquote>
2726<pre>
2727def p_fname(p):
2728    'fname : ID'
2729    p[0] = p[1]
2730    p.set_lineno(0,p.lineno(1))
2731</pre>
2732</blockquote>
2733
2734PLY doesn't retain line number information from rules that have already been
2735parsed.   If you are building an abstract syntax tree and need to have line numbers,
2736you should make sure that the line numbers appear in the tree itself.
2737
2738<H3><a name="ply_nn34"></a>6.10 AST Construction</H3>
2739
2740
2741<tt>yacc.py</tt> provides no special functions for constructing an
2742abstract syntax tree.  However, such construction is easy enough to do
2743on your own. 
2744
2745<p>A minimal way to construct a tree is to simply create and
2746propagate a tuple or list in each grammar rule function.   There
2747are many possible ways to do this, but one example would be something
2748like this:
2749
2750<blockquote>
2751<pre>
2752def p_expression_binop(p):
2753    '''expression : expression PLUS expression
2754                  | expression MINUS expression
2755                  | expression TIMES expression
2756                  | expression DIVIDE expression'''
2757
2758    p[0] = ('binary-expression',p[2],p[1],p[3])
2759
2760def p_expression_group(p):
2761    'expression : LPAREN expression RPAREN'
2762    p[0] = ('group-expression',p[2])
2763
2764def p_expression_number(p):
2765    'expression : NUMBER'
2766    p[0] = ('number-expression',p[1])
2767</pre>
2768</blockquote>
2769
2770<p>
2771Another approach is to create a set of data structure for different
2772kinds of abstract syntax tree nodes and assign nodes to <tt>p[0]</tt>
2773in each rule.  For example:
2774
2775<blockquote>
2776<pre>
2777class Expr: pass
2778
2779class BinOp(Expr):
2780    def __init__(self,left,op,right):
2781        self.type = "binop"
2782        self.left = left
2783        self.right = right
2784        self.op = op
2785
2786class Number(Expr):
2787    def __init__(self,value):
2788        self.type = "number"
2789        self.value = value
2790
2791def p_expression_binop(p):
2792    '''expression : expression PLUS expression
2793                  | expression MINUS expression
2794                  | expression TIMES expression
2795                  | expression DIVIDE expression'''
2796
2797    p[0] = BinOp(p[1],p[2],p[3])
2798
2799def p_expression_group(p):
2800    'expression : LPAREN expression RPAREN'
2801    p[0] = p[2]
2802
2803def p_expression_number(p):
2804    'expression : NUMBER'
2805    p[0] = Number(p[1])
2806</pre>
2807</blockquote>
2808
2809The advantage to this approach is that it may make it easier to attach more complicated
2810semantics, type checking, code generation, and other features to the node classes.
2811
2812<p>
2813To simplify tree traversal, it may make sense to pick a very generic
2814tree structure for your parse tree nodes.  For example:
2815
2816<blockquote>
2817<pre>
2818class Node:
2819    def __init__(self,type,children=None,leaf=None):
2820         self.type = type
2821         if children:
2822              self.children = children
2823         else:
2824              self.children = [ ]
2825         self.leaf = leaf
2826	 
2827def p_expression_binop(p):
2828    '''expression : expression PLUS expression
2829                  | expression MINUS expression
2830                  | expression TIMES expression
2831                  | expression DIVIDE expression'''
2832
2833    p[0] = Node("binop", [p[1],p[3]], p[2])
2834</pre>
2835</blockquote>
2836
2837<H3><a name="ply_nn35"></a>6.11 Embedded Actions</H3>
2838
2839
2840The parsing technique used by yacc only allows actions to be executed at the end of a rule.  For example,
2841suppose you have a rule like this:
2842
2843<blockquote>
2844<pre>
2845def p_foo(p):
2846    "foo : A B C D"
2847    print "Parsed a foo", p[1],p[2],p[3],p[4]
2848</pre>
2849</blockquote>
2850
2851<p>
2852In this case, the supplied action code only executes after all of the
2853symbols <tt>A</tt>, <tt>B</tt>, <tt>C</tt>, and <tt>D</tt> have been
2854parsed. Sometimes, however, it is useful to execute small code
2855fragments during intermediate stages of parsing.  For example, suppose
2856you wanted to perform some action immediately after <tt>A</tt> has
2857been parsed. To do this, write an empty rule like this:
2858
2859<blockquote>
2860<pre>
2861def p_foo(p):
2862    "foo : A seen_A B C D"
2863    print "Parsed a foo", p[1],p[3],p[4],p[5]
2864    print "seen_A returned", p[2]
2865
2866def p_seen_A(p):
2867    "seen_A :"
2868    print "Saw an A = ", p[-1]   # Access grammar symbol to left
2869    p[0] = some_value            # Assign value to seen_A
2870
2871</pre>
2872</blockquote>
2873
2874<p>
2875In this example, the empty <tt>seen_A</tt> rule executes immediately
2876after <tt>A</tt> is shifted onto the parsing stack.  Within this
2877rule, <tt>p[-1]</tt> refers to the symbol on the stack that appears
2878immediately to the left of the <tt>seen_A</tt> symbol.  In this case,
2879it would be the value of <tt>A</tt> in the <tt>foo</tt> rule
2880immediately above.  Like other rules, a value can be returned from an
2881embedded action by simply assigning it to <tt>p[0]</tt>
2882
2883<p>
2884The use of embedded actions can sometimes introduce extra shift/reduce conflicts.  For example,
2885this grammar has no conflicts:
2886
2887<blockquote>
2888<pre>
2889def p_foo(p):
2890    """foo : abcd
2891           | abcx"""
2892
2893def p_abcd(p):
2894    "abcd : A B C D"
2895
2896def p_abcx(p):
2897    "abcx : A B C X"
2898</pre>
2899</blockquote>
2900
2901However, if you insert an embedded action into one of the rules like this,
2902
2903<blockquote>
2904<pre>
2905def p_foo(p):
2906    """foo : abcd
2907           | abcx"""
2908
2909def p_abcd(p):
2910    "abcd : A B C D"
2911
2912def p_abcx(p):
2913    "abcx : A B seen_AB C X"
2914
2915def p_seen_AB(p):
2916    "seen_AB :"
2917</pre>
2918</blockquote>
2919
2920an extra shift-reduce conflict will be introduced.  This conflict is
2921caused by the fact that the same symbol <tt>C</tt> appears next in
2922both the <tt>abcd</tt> and <tt>abcx</tt> rules.  The parser can either
2923shift the symbol (<tt>abcd</tt> rule) or reduce the empty
2924rule <tt>seen_AB</tt> (<tt>abcx</tt> rule).
2925
2926<p>
2927A common use of embedded rules is to control other aspects of parsing
2928such as scoping of local variables.  For example, if you were parsing C code, you might
2929write code like this:
2930
2931<blockquote>
2932<pre>
2933def p_statements_block(p):
2934    "statements: LBRACE new_scope statements RBRACE"""
2935    # Action code
2936    ...
2937    pop_scope()        # Return to previous scope
2938
2939def p_new_scope(p):
2940    "new_scope :"
2941    # Create a new scope for local variables
2942    s = new_scope()
2943    push_scope(s)
2944    ...
2945</pre>
2946</blockquote>
2947
2948In this case, the embedded action <tt>new_scope</tt> executes
2949immediately after a <tt>LBRACE</tt> (<tt>{</tt>) symbol is parsed.
2950This might adjust internal symbol tables and other aspects of the
2951parser.  Upon completion of the rule <tt>statements_block</tt>, code
2952might undo the operations performed in the embedded action
2953(e.g., <tt>pop_scope()</tt>).
2954
2955<H3><a name="ply_nn36"></a>6.12 Miscellaneous Yacc Notes</H3>
2956
2957
2958<ul>
2959<li>The default parsing method is LALR. To use SLR instead, run yacc() as follows:
2960
2961<blockquote>
2962<pre>
2963yacc.yacc(method="SLR")
2964</pre>
2965</blockquote>
2966Note: LALR table generation takes approximately twice as long as SLR table generation.   There is no
2967difference in actual parsing performance---the same code is used in both cases.   LALR is preferred when working
2968with more complicated grammars since it is more powerful.
2969
2970<p>
2971
2972<li>By default, <tt>yacc.py</tt> relies on <tt>lex.py</tt> for tokenizing.  However, an alternative tokenizer
2973can be supplied as follows:
2974
2975<blockquote>
2976<pre>
2977yacc.parse(lexer=x)
2978</pre>
2979</blockquote>
2980in this case, <tt>x</tt> must be a Lexer object that minimally has a <tt>x.token()</tt> method for retrieving the next
2981token.   If an input string is given to <tt>yacc.parse()</tt>, the lexer must also have an <tt>x.input()</tt> method.
2982
2983<p>
2984<li>By default, the yacc generates tables in debugging mode (which produces the parser.out file and other output).
2985To disable this, use
2986
2987<blockquote>
2988<pre>
2989yacc.yacc(debug=0)
2990</pre>
2991</blockquote>
2992
2993<p>
2994<li>To change the name of the <tt>parsetab.py</tt> file,  use:
2995
2996<blockquote>
2997<pre>
2998yacc.yacc(tabmodule="foo")
2999</pre>
3000</blockquote>
3001
3002<p>
3003<li>To change the directory in which the <tt>parsetab.py</tt> file (and other output files) are written, use:
3004<blockquote>
3005<pre>
3006yacc.yacc(tabmodule="foo",outputdir="somedirectory")
3007</pre>
3008</blockquote>
3009
3010<p>
3011<li>To prevent yacc from generating any kind of parser table file, use:
3012<blockquote>
3013<pre>
3014yacc.yacc(write_tables=0)
3015</pre>
3016</blockquote>
3017
3018Note: If you disable table generation, yacc() will regenerate the parsing tables
3019each time it runs (which may take awhile depending on how large your grammar is).
3020
3021<P>
3022<li>To print copious amounts of debugging during parsing, use:
3023
3024<blockquote>
3025<pre>
3026yacc.parse(debug=1)     
3027</pre>
3028</blockquote>
3029
3030<p>
3031<li>The <tt>yacc.yacc()</tt> function really returns a parser object.  If you want to support multiple
3032parsers in the same application, do this:
3033
3034<blockquote>
3035<pre>
3036p = yacc.yacc()
3037...
3038p.parse()
3039</pre>
3040</blockquote>
3041
3042Note: The function <tt>yacc.parse()</tt> is bound to the last parser that was generated.
3043
3044<p>
3045<li>Since the generation of the LALR tables is relatively expensive, previously generated tables are
3046cached and reused if possible.  The decision to regenerate the tables is determined by taking an MD5
3047checksum of all grammar rules and precedence rules.  Only in the event of a mismatch are the tables regenerated.
3048
3049<p>
3050It should be noted that table generation is reasonably efficient, even for grammars that involve around a 100 rules
3051and several hundred states.  For more complex languages such as C, table generation may take 30-60 seconds on a slow
3052machine.  Please be patient.
3053
3054<p>
3055<li>Since LR parsing is driven by tables, the performance of the parser is largely independent of the
3056size of the grammar.   The biggest bottlenecks will be the lexer and the complexity of the code in your grammar rules.
3057</ul>
3058
3059<H2><a name="ply_nn37"></a>7. Multiple Parsers and Lexers</H2>
3060
3061
3062In advanced parsing applications, you may want to have multiple
3063parsers and lexers. 
3064
3065<p>
3066As a general rules this isn't a problem.   However, to make it work,
3067you need to carefully make sure everything gets hooked up correctly.
3068First, make sure you save the objects returned by <tt>lex()</tt> and
3069<tt>yacc()</tt>.  For example:
3070
3071<blockquote>
3072<pre>
3073lexer  = lex.lex()       # Return lexer object
3074parser = yacc.yacc()     # Return parser object
3075</pre>
3076</blockquote>
3077
3078Next, when parsing, make sure you give the <tt>parse()</tt> function a reference to the lexer it
3079should be using.  For example:
3080
3081<blockquote>
3082<pre>
3083parser.parse(text,lexer=lexer)
3084</pre>
3085</blockquote>
3086
3087If you forget to do this, the parser will use the last lexer
3088created--which is not always what you want.
3089
3090<p>
3091Within lexer and parser rule functions, these objects are also
3092available.  In the lexer, the "lexer" attribute of a token refers to
3093the lexer object that triggered the rule. For example:
3094
3095<blockquote>
3096<pre>
3097def t_NUMBER(t):
3098   r'\d+'
3099   ...
3100   print t.lexer           # Show lexer object
3101</pre>
3102</blockquote>
3103
3104In the parser, the "lexer" and "parser" attributes refer to the lexer
3105and parser objects respectively.
3106
3107<blockquote>
3108<pre>
3109def p_expr_plus(p):
3110   'expr : expr PLUS expr'
3111   ...
3112   print p.parser          # Show parser object
3113   print p.lexer           # Show lexer object
3114</pre>
3115</blockquote>
3116
3117If necessary, arbitrary attributes can be attached to the lexer or parser object.
3118For example, if you wanted to have different parsing modes, you could attach a mode
3119attribute to the parser object and look at it later.
3120
3121<H2><a name="ply_nn38"></a>8. Using Python's Optimized Mode</H2>
3122
3123
3124Because PLY uses information from doc-strings, parsing and lexing
3125information must be gathered while running the Python interpreter in
3126normal mode (i.e., not with the -O or -OO options).  However, if you
3127specify optimized mode like this:
3128
3129<blockquote>
3130<pre>
3131lex.lex(optimize=1)
3132yacc.yacc(optimize=1)
3133</pre>
3134</blockquote>
3135
3136then PLY can later be used when Python runs in optimized mode. To make this work,
3137make sure you first run Python in normal mode.  Once the lexing and parsing tables
3138have been generated the first time, run Python in optimized mode. PLY will use
3139the tables without the need for doc strings.
3140
3141<p>
3142Beware: running PLY in optimized mode disables a lot of error
3143checking.  You should only do this when your project has stabilized
3144and you don't need to do any debugging.   One of the purposes of
3145optimized mode is to substantially decrease the startup time of
3146your compiler (by assuming that everything is already properly
3147specified and works).
3148
3149<H2><a name="ply_nn44"></a>9. Advanced Debugging</H2>
3150
3151
3152<p>
3153Debugging a compiler is typically not an easy task. PLY provides some
3154advanced diagonistic capabilities through the use of Python's
3155<tt>logging</tt> module.   The next two sections describe this:
3156
3157<H3><a name="ply_nn45"></a>9.1 Debugging the lex() and yacc() commands</H3>
3158
3159
3160<p>
3161Both the <tt>lex()</tt> and <tt>yacc()</tt> commands have a debugging
3162mode that can be enabled using the <tt>debug</tt> flag.  For example:
3163
3164<blockquote>
3165<pre>
3166lex.lex(debug=True)
3167yacc.yacc(debug=True)
3168</pre>
3169</blockquote>
3170
3171Normally, the output produced by debugging is routed to either
3172standard error or, in the case of <tt>yacc()</tt>, to a file
3173<tt>parser.out</tt>.  This output can be more carefully controlled
3174by supplying a logging object.  Here is an example that adds
3175information about where different debugging messages are coming from:
3176
3177<blockquote>
3178<pre>
3179# Set up a logging object
3180import logging
3181logging.basicConfig(
3182    level = logging.DEBUG,
3183    filename = "parselog.txt",
3184    filemode = "w",
3185    format = "%(filename)10s:%(lineno)4d:%(message)s"
3186)
3187log = logging.getLogger()
3188
3189lex.lex(debug=True,debuglog=log)
3190yacc.yacc(debug=True,debuglog=log)
3191</pre>
3192</blockquote>
3193
3194If you supply a custom logger, the amount of debugging
3195information produced can be controlled by setting the logging level.
3196Typically, debugging messages are either issued at the <tt>DEBUG</tt>,
3197<tt>INFO</tt>, or <tt>WARNING</tt> levels.
3198
3199<p>
3200PLY's error messages and warnings are also produced using the logging
3201interface.  This can be controlled by passing a logging object
3202using the <tt>errorlog</tt> parameter.
3203
3204<blockquote>
3205<pre>
3206lex.lex(errorlog=log)
3207yacc.yacc(errorlog=log)
3208</pre>
3209</blockquote>
3210
3211If you want to completely silence warnings, you can either pass in a
3212logging object with an appropriate filter level or use the <tt>NullLogger</tt>
3213object defined in either <tt>lex</tt> or <tt>yacc</tt>.  For example:
3214
3215<blockquote>
3216<pre>
3217yacc.yacc(errorlog=yacc.NullLogger())
3218</pre>
3219</blockquote>
3220
3221<H3><a name="ply_nn46"></a>9.2 Run-time Debugging</H3>
3222
3223
3224<p>
3225To enable run-time debugging of a parser, use the <tt>debug</tt> option to parse. This
3226option can either be an integer (which simply turns debugging on or off) or an instance
3227of a logger object. For example:
3228
3229<blockquote>
3230<pre>
3231log = logging.getLogger()
3232parser.parse(input,debug=log)
3233</pre>
3234</blockquote>
3235
3236If a logging object is passed, you can use its filtering level to control how much
3237output gets generated.   The <tt>INFO</tt> level is used to produce information
3238about rule reductions.  The <tt>DEBUG</tt> level will show information about the
3239parsing stack, token shifts, and other details.  The <tt>ERROR</tt> level shows information
3240related to parsing errors.
3241
3242<p>
3243For very complicated problems, you should pass in a logging object that
3244redirects to a file where you can more easily inspect the output after
3245execution.
3246
3247<H2><a name="ply_nn39"></a>10. Where to go from here?</H2>
3248
3249
3250The <tt>examples</tt> directory of the PLY distribution contains several simple examples.   Please consult a
3251compilers textbook for the theory and underlying implementation details or LR parsing.
3252
3253</body>
3254</html>
3255
3256
3257
3258
3259
3260
3261
3262